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CRD 113057
SANTA BARBARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GREGORY JOHN SMITH | Certified Financial Planner|Chartered Financial Consultant | Santa Barbara, CA | 22 | 32 | 1 | no |
| GEOFFREY SUTHERLAND GAGGS | Certified Financial Planner | Santa Barbara, CA | 22 | 30 | n/a | no |
| MATTHEW WILLIAM ADAMS | n/a | Walnut Creek, CA | SANTA BARBARA, CA | 22 | 25 | 1 | no |
| DANNELL RICE STUART | Certified Financial Planner | SANTA BARBARA, CA | 16 | 29 | 3 | no |
| JENNA LAURYN ROGERS | Certified Financial Planner | SANTA BARBARA, CA | 16 | 18 | n/a | no |
| PATRICIA ANN FAHNOE | Certified Financial Planner | SANTA BARBARA, CA | 15 | 31 | 2 | no |
| BRAD WARREN STARK | Certified Financial Planner | Lisle, IL | SANTA BARBARA, CA | 13 | 33 | 1 | no |
| KIERAN DAVID OSBORNE | Chartered Financial Analyst | SANTA BARBARA, CA | 13 | 17 | 1 | no |
| RORY MARTIN MACDONALD | Certified Financial Planner | San Diego, CA | 13 | 14 | n/a | no |
| RICARDO DAVID GONZALEZ | Certified Financial Planner | LOS ANGELES, CA | 12 | 35 | 2 | no |
| JULIANNA ROTE | Certified Financial Planner | San Diego, CA | 11 | 12 | n/a | no |
| STEVE SALVATORE CALTAGIRONE | Certified Financial Planner | SANTA BARBARA, CA | Boise, ID | 9 | 26 | 5 | no |
| JEFFREY DEAN AVILA | Certified Financial Planner | SANTA BARBARA, CA | 8 | 24 | 6 | no |
| EMIL NAZARETYAN | n/a | SANTA BARBARA, CA | 7 | 17 | 1 | no |
| Shane Anthony Holt | Certified Financial Planner | SANTA BARBARA, CA | 7 | 10 | 1 | no |
| BRIAN GERALD SOTTAK | Certified Financial Planner|Chartered Financial Analyst | SANTA BARBARA, CA | 7 | 16 | n/a | no |
| ANDREW LAWRENCE PENSO | Certified Financial Planner | Indianapolis, IN | 7 | 21 | n/a | no |
| KRISTEN ELYSSA TAYLOR | Certified Financial Planner | Walnut Creek, CA | SANTA BARBARA, CA | 7 | 19 | 3 | no |
| Weston Paul Patton | Certified Financial Planner | SANTA BARBARA, CA | 7 | 10 | 3 | no |
| CLAUDIA ARNOLD | n/a | Irvine, CA | SANTA BARBARA, CA | 6 | 24 | 4 | no |
| BRYANT GENE MERRYMAN | Certified Financial Planner | SANTA BARBARA, CA | Lisle, IL | 6 | 11 | 3 | no |
| PETER WOODRING | n/a | SANTA BARBARA, CA | Park City, UT | 6 | 25 | 2 | no |
| RYAN EDMUND NIEDBALSKI | Certified Financial Planner | Austin, TX | 6 | 15 | 1 | no |
| Joey Sam Khoury | Certified Financial Planner | SANTA BARBARA, CA | 6 | 12 | n/a | no |
| ERIC MATTHEW SMITH | Certified Financial Planner | Walnut Creek, CA | 6 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADAMS, MATTHEW, WILLIAM | MANAGING PARTNER / CHIEF EXECUTIVE OFFICER | Na | yes | 01/2018 | Jul 1, 2026 | Jul 1, 2026 |
| MISSION WEALTH MANAGEMENT, LLC | GENERAL PARTNER | Na | yes | 01/2018 | Jul 1, 2026 | Jul 1, 2026 |
| OSBORNE, KIERAN, DAVID | CHIEF INVESTMENT OFFICER / PARTNER | Na | yes | 01/2018 | Jul 1, 2026 | Jul 1, 2026 |
| SOTTAK, BRIAN, GERALD | PARTNER / SENIOR MANAGING DIRECTOR | Na | yes | 01/2020 | Jul 1, 2026 | Jul 1, 2026 |
| STARK, BRAD, WARREN | CO-FOUNDER / CCO / CFO | Na | yes | 02/2000 | Jul 1, 2026 | Jul 1, 2026 |
| STUART, DANNELL, RICE | PRESIDENT / PARTNER | Na | yes | 07/2014 | Jul 1, 2026 | Jul 1, 2026 |
| ADAMS, MATTHEW, WILLIAM | Trustee | D | yes | 01/2008 | Mar 21, 2012 | Oct 22, 2024 |
| CALTAGIRONE, STEVE, SALVATORE | CLIENT ADVISOR / PARTNER | Na | yes | 01/2018 | Jan 19, 2018 | Oct 22, 2024 |
| FAHNOE, PATRICIA, ANN | Trustee | E | yes | 01/2016 | Feb 26, 2016 | Oct 22, 2024 |
| FAHNOE, PATRICIA, ANN | CLIENT ADVISOR / PARTNER | Na | yes | 01/2016 | Feb 26, 2016 | Oct 22, 2024 |
| GAGGS, GEOFFREY, SUTHERLAND | CLIENT ADVISOR / PARTNER | Na | yes | 01/2008 | Mar 21, 2012 | Oct 22, 2024 |
| PENSO, ANDREW, LAWRENCE | PARTNER / CHIEF BUSINESS DEVELOPMENT OFFICER | Na | yes | 07/2014 | Aug 22, 2014 | Oct 22, 2024 |
| STARK, BRAD, WARREN | Trustee | D | yes | 02/2000 | Mar 21, 2012 | Oct 22, 2024 |
| STARK, BRAD, WARREN | MANAGING MEMBER | D | yes | 02/2000 | Mar 21, 2012 | Oct 22, 2024 |
| STARK, TAMARA, LYNNE | Trustee | D | yes | 02/2000 | Nov 13, 2020 | Oct 22, 2024 |
| STREETER, SETH, MATHEW | Trustee | E | yes | 02/2000 | Mar 21, 2012 | Oct 22, 2024 |
| STREETER, SETH, MATHEW | MANAGING MEMBER | D | yes | 02/2000 | Mar 21, 2012 | Oct 22, 2024 |
| STREETER, SETH, MATHEW | CHIEF IMPACT OFFICER/ PARTNER | Na | yes | 02/2000 | Mar 21, 2012 | Oct 22, 2024 |
| THE STARK REVOCABLE TRUST OF 2000 | LIMITED PARTNER | B | yes | 02/2000 | Nov 13, 2020 | Oct 22, 2024 |
| THE STREETER REVOCABLE TRUST OF 2008 | LIMITED PARTNER | B | yes | 02/2000 | Mar 7, 2023 | Oct 22, 2024 |
| GHP MISSION BLOCKER CORP. | LIMITED PARTNER | B | no | 04/2025 | Jul 1, 2026 | Jul 1, 2026 |
| SETH STREETER, TRUSTEE SMS 2025 | LIMITED PARTNER | B | no | 02/2025 | Jul 1, 2026 | Jul 1, 2026 |
| ADAMS, JENNY, LYNN | Trustee | D | no | 01/2008 | Nov 13, 2020 | Oct 22, 2024 |
| THE ADAMS LIVING TRUST | LIMITED PARTNER | A | no | 01/2008 | Nov 13, 2020 | Oct 22, 2024 |
| THE JAY FAMILY TRUST | LIMITED PARTNER | A | no | 01/2016 | Nov 13, 2020 | Oct 22, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Austin | TX | United States | 11 | no |
| Scottsdale | Az | United States | 4 | no |
| THOUSAND OAKS | CA | United States | 4 | no |
| WALNUT CREEK | CA | United States | 4 | no |
| ST. CHARLES | IL | United States | 4 | no |
| NEW YORK | NY | United States | 4 | no |
| LOS ANGELES | CA | United States | 3 | no |
| SAN DIEGO | CA | United States | 3 | no |
| Dedham | Ma | United States | 3 | no |
| Portland | Or | United States | 3 | no |
| GIG HARBOR | Wa | United States | 3 | no |
| Tucson | Az | United States | 2 | no |
| Irvine | CA | United States | 2 | no |
| Greensboro | Nc | United States | 2 | no |
| Dallas | TX | United States | 2 | no |
| Houston | TX | United States | 2 | no |
| Seattle | Wa | United States | 2 | no |
| Goodyear | Az | United States | 1 | no |
| Denver | Co | United States | 1 | no |
| FORT COLLINS | Co | United States | 1 | no |
| FORT LAUDERDALE | FL | United States | 1 | no |
| HALLANDALE BEACH | FL | United States | 1 | no |
| Tampa | FL | United States | 1 | no |
| Alpharetta | Ga | United States | 1 | no |
| Rosemont | IL | United States | 1 | no |
| Indianapolis | In | United States | 1 | no |
| Boston | Ma | United States | 1 | no |
| ANN ARBOR | Mi | United States | 1 | no |
| Novi | Mi | United States | 1 | no |
| RED BANK | Nj | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 6, 2026 | $14B | $11B | 184 | 117 | 29 | n/a | n/a |
| 2024 | Apr 28, 2025 | $10B | $7.8B | 145 | 97 | 37 | n/a | n/a |
| 2023 | Feb 21, 2024 | $7.1B | $5.7B | 109 | 72 | 32 | n/a | n/a |
| 2022 | Mar 7, 2023 | $5.0B | $4.2B | 87 | 56 | 25 | n/a | n/a |
| 2021 | Jan 31, 2022 | $4.8B | $4.0B | 76 | 34 | 18 | n/a | n/a |
| 2020 | Feb 18, 2021 | $3.7B | $2.7B | 53 | 32 | 20 | n/a | n/a |
| 2019 | Mar 19, 2020 | $2.6B | $2.3B | 43 | 26 | 17 | n/a | n/a |
| 2018 | Mar 21, 2019 | $1.9B | $1.7B | 34 | 26 | 12 | n/a | n/a |
| 2017 | Jan 19, 2018 | $1.7B | $1.7B | 30 | 19 | 7 | n/a | n/a |
| 2016 | Mar 31, 2017 | $1.5B | $1.5B | 26 | 17 | n/a | n/a | n/a |
| 2015 | Mar 26, 2016 | $1.2B | $1.2B | 25 | 20 | n/a | n/a | n/a |
| 2014 | Mar 13, 2015 | $1.1B | $1.1B | 20 | 15 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $903M | $901M | 20 | 15 | n/a | n/a | n/a |
| 2012 | Mar 14, 2013 | $720M | $719M | 20 | 15 | n/a | n/a | n/a |
| 2011 | Mar 21, 2012 | $531M | $530M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 20 | 2 | 18 | 1.5% | 0 | 0 | 0 | 50 | 6 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $17B | $10B | 69.6% | $5.0B | 50.6% | 220 | 145 | 29 | 37 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FRG FAMILY WEALTH ADVISORS | 2 | May 21, 2026 | May 19, 2026 | BELLEVUE, WA | Team lift out | RIA to RIA | 100.0% |
| RIGHTPATH INVESTMENTS & FINANCIAL PLANNING, INC. | 2 | Feb 18, 2026 | Feb 10, 2026 | FRISCO, CO | Team lift out | Other | 100.0% |
| BROWN WEALTH MANAGEMENT, LLC | 2 | Dec 22, 2025 | Jun 23, 2025 | EDEN PRAIRIE, MN | Team lift out | RIA to RIA | 100.0% |
| DIVERSIFIED ASSET MANAGEMENT, INC. | 2 | Nov 12, 2025 | Oct 1, 2025 | BOULDER, CO | Team lift out | RIA to RIA | 100.0% |
| LOGIC CAPITAL MANAGEMENT, LLC | 3 | Mar 11, 2025 | Jan 28, 2025 | HOUSTON, TX | Firm absorbed | RIA to RIA | 100.0% |
| JLFRANKLIN WEALTH PLANNING | 2 | Dec 31, 2024 | Oct 29, 2024 | SAN RAFAEL, CA | Team lift out | RIA to RIA | 100.0% |
| CHARLES CARROLL FINANCIAL PARTNERS, LLC | 2 | Mar 18, 2024 | Mar 27, 2024 | NEEDHAM, MA | Team lift out | RIA to RIA | 100.0% |
| PER STIRLING CAPITAL MANAGEMENT, LLC | 2 | Mar 31, 2023 | Mar 2, 2023 | AUSTIN, TX | Team lift out | RIA to RIA | 8.0% |