DFX Intelligence
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Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Nov 21, 2019 | n/a | yes | Wellesley, MA|GREENWOOD VILLAGE, CO|Westborough, MA | Current employment |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Jul 15, 2013 | Apr 23, 2019 | no | WALTHAM, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• A•• P••••••• S••••••• | E•••••• A••••••• G••••• L•• | Apr 23, 2019 | Nov 21, 2019 | 212 | Firm change | Other |
| L•• F•••••••• L•• | A••••• A•• P••••••• S••••••• | Jul 8, 2013 | Jul 15, 2013 |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 25, 2009 | Jul 8, 2013 | no | MEDFIELD, MA|WATERTOWN, MA|NEWTON, MA|WALTHAM, MA|WALTHAM, MA|WELLESLEY, MA|ROCKLAND, MA | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Oct 30, 2007 | Sep 3, 2009 | no | WESTBOROUGH, MA | Previous registration |
| 7 |
| Firm change |
| Other |
| C••••• I••••••••• S••••••• L•• | L•• F•••••••• L•• | Sep 3, 2009 | Sep 25, 2009 | 22 | Firm change | Other |