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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Kristin N Dycus

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BELLEVUE, WA | NEW YORK, NY

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Search this name across graphsid dfx:ria:0acec3c2-a515-20d2-3cec-af8ddc48008f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 20, 2003
First registration: Jun 14, 2005
Dual registered: yes, broker-dealer
Other names: KRISTIN NOELLE DYCUS |KRISTIN CRAWLEY|KRISTIN NOELLE DYCUS
IAPD individual key: 4535880

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 21, 2022	n/a	yes	NEW YORK, NY\|BELLEVUE, WA	Current employment
LINCOLN INVESTMENT	Independent wealth	Oct 4, 2021	Sep 28, 2022	no	UNIVERSITY PLACE, WA\|Renton, WA\|Union, KY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 5, 2006	Nov 22, 2019	no	SEATTLE, WA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Apr 28, 2006	Oct 17, 2006	no	SEATTLE, WA	Previous registration
APPROPRIATE BALANCE FINANCIAL SERVICES INC	Former SEC adviser	Jun 14, 2005	Dec 6, 2007	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LINCOLN INVESTMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 28, 2022	Dec 21, 2022	84	Firm change	RIA to wirehouse
UBS FINANCIAL SERVICES INC.	LINCOLN INVESTMENT	Nov 22, 2019	Oct 4, 2021	682	Firm change after gap	Wirehouse to ibd
APPROPRIATE BALANCE FINANCIAL SERVICES INC	RAYMOND JAMES FINANCIAL SERVICES, INC.	Dec 6, 2007	Apr 28, 2006	-587	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	UBS FINANCIAL SERVICES INC.	Oct 17, 2006	Dec 5, 2006	49	Firm change	Other

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Dec 21, 2022 to presentfactForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Oct 4, 2021 to Sep 28, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 5, 2006 to Nov 22, 2019factForm ADV
→ APPROPRIATE BALANCE FINANCIAL SERVICES INCRegistered adviserregistration: previous registration
Jun 14, 2005 to Dec 6, 2007factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 28, 2006 to Oct 17, 2006factForm ADV

Dated events

Occurred
Sep 28, 2022
Advisor changed firm
Kristin N Dycus left Lincoln Investment for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-12-21)
Form ADVobserved 4 days ago