DFX Intelligence

J••••••• S•• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••••••• S•• R•••••

Advisor at L•• F•••••••• L••

FORT MILL, SC | SEVEN HILLS, OH

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Search this name across graphsid dfx:ria:0ad09770-d0a2-faa8-8c1a-12397e2a3267

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 11, 2022	n/a	yes	FORT MILL, SC\|SEVEN HILLS, OH	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Apr 6, 2021	Oct 3, 2022	no	BEACHWOOD, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	L•• F•••••••• L••	Oct 3, 2022	Oct 11, 2022	8	Firm change	Ibd to RIA
K•• I••••••••• S••••••• L••	S•••••• W••••• P•••••••• L••	Jan 15, 2021	Apr 6, 2021

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 6, 2021 to Oct 3, 2022factForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Aug 8, 2016 to Jan 15, 2021factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
Oct 3, 2022
Advisor changed firm
J••••••• S•• R••••• left S•••••• W••••• P•••••••• L•• for L•• F•••••••• L•• (registered 2022-10-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ad09770-d0a2-faa8-8c1a-12397e2a3267
First observed: Jul 13, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.