DFX Intelligence

A••••• C••••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst15 years in industry

A••••• C••••••••• R••••

Advisor at P•••••• A••••••• G••••• L••

SKANEATELES, NY | HOLLYWOOD, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0ad8207d-dad9-f053-193f-eadd21d5a40b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A••••••• G••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A••••••• G••••• L••	Former SEC adviser	Oct 10, 2021	n/a	yes	SKANEATELES, NY\|HOLLYWOOD, FL	Current employment
P•••••• A••••••• G••••• L••	Former SEC adviser	Jun 9, 2015	May 3, 2016	no	HOLLYWOOD, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• C••••• A••••••• S•••••••	P•••••• A••••••• G••••• L••	Oct 8, 2013	Jun 9, 2015	609	Firm change after gap	Other

Relationships

Registered with (2)

→ P•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Jun 9, 2015 to May 3, 2016factForm ADV
→ R••••••• C••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 21, 2011 to Oct 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ad8207d-dad9-f053-193f-eadd21d5a40b
First observed: Sep 21, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.