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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RIDGEWAY CONGER ADVISORY SERVICES

RIDGEWAY CONGER ADVISORY SERVICES, INC, CRD 139372

NEW WOODSTOCK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a2ef89a-c7e2-94d0-d1cc-6cfa34f0bae8

Data as of Jan 11, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2011 to Jan 11, 2016
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $103MItem 5.F on the latest filing (2016-01-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $96.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 12
Accounts: 893
SEC number: 801-66272
CRD: 139372
Filings on the tape: 17
First filed: Nov 18, 2011
Latest filed: Jan 11, 2016
Organised: Corporation, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GARBER, LEIGH, MCCOBB	President	E	yes	03/2002	Nov 18, 2011	Jan 11, 2016
GARBER, LEIGH, MCCOBB	SOLE SHAREHOLDER	E	yes	02/2006	Nov 18, 2011	Jan 11, 2016
GARBER, RICHARD, ALAN	President	Na	yes	01/2006	Nov 18, 2011	Jan 11, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ADIRONDACK TRADING GROUP LLC	n/a	n/a	n/a	N	yes	n/a
RIDGEWAY & CONGER, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
EAST SYRACUSE	NY	United States	n/a	no
Syracuse	NY	United States	n/a	no
Reynoldsburg	Oh	United States	n/a	no
York	Pa	United States	n/a	no
Bellingham	Wa	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jun 26, 2014	$103M	$96.1M	22	12	n/a	n/a	n/a
2013	Jul 15, 2013	$81.9M	$73.5M	36	35	n/a	n/a	n/a
2012	Jun 25, 2012	$85.3M	$75.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$103M	$81.9M	26.1%	n/a	n/a	22	36	n/a	n/a

Relationships

Controls (2)

← GARBER, RICHARD, ALANOwnerPRESIDENT, ownership code NA, individual
Nov 18, 2011 to presentfactForm ADV
← GARBER, LEIGH, MCCOBBOwnerPRESIDENT, ownership code E, individual
Nov 18, 2011 to presentfactForm ADV

Registered with (33)

← DANIEL JOSEPH RIPLEYAdvisorregistration: previous registration
Jan 12, 2016 to Jul 27, 2016factForm ADV
← CLYDE GOLDBERGAdvisorregistration: previous registration
Jan 12, 2016 to Apr 14, 2016factForm ADV
← Jonathan E WhiteAdvisorregistration: previous registration
Sep 25, 2015 to Dec 31, 2015factForm ADV
← DAVID ALLEN WAGNERAdvisorregistration: previous registration
Jan 8, 2015 to Dec 31, 2015factForm ADV
← PETER CARROLL WARDAdvisorregistration: previous registration
Jan 9, 2015 to Dec 31, 2015factForm ADV
← LOUIS NICHOLAS MANCINELLIAdvisorregistration: previous registration
Jan 14, 2015 to Dec 18, 2015factForm ADV
← KATHLEEN ELIZABETH O'DONNELL LUTHERAdvisorregistration: previous registration
Jan 9, 2015 to Dec 8, 2015factForm ADV
← TIMOTHY JOHN MCCORMACKAdvisorregistration: previous registration
Oct 19, 2015 to Nov 13, 2015factForm ADV
← DEAN JAMES MACRISAdvisorregistration: previous registration
Jan 8, 2015 to Sep 4, 2015factForm ADV
← LAWRENCE ELIOT ZIMBLERAdvisorregistration: previous registration
Jan 12, 2015 to Jul 13, 2015factForm ADV
← ANDREW LEWIS GROATAdvisorregistration: previous registration
Jan 8, 2015 to May 26, 2015factForm ADV
← DAWN RENEE CAREYAdvisorregistration: previous registration
Jan 8, 2015 to May 26, 2015factForm ADV
← BRIAN LON BIEDERMANAdvisorregistration: previous registration
May 26, 2014 to Dec 31, 2014factForm ADV
← CARRIE ALEXAH STRONGHEARTAdvisorregistration: previous registration
Sep 28, 2007 to Aug 7, 2014factForm ADV
← ALLISON TYMINSKI RUMSCHIKAdvisorregistration: previous registration
Jun 20, 2008 to Jun 24, 2014factForm ADV
← LESLIE JEAN HALEAdvisorregistration: previous registration
Jul 1, 2008 to Jun 19, 2014factForm ADV
← ANDREW CHRISTOPHER RUSSOAdvisorregistration: previous registration
Sep 21, 2011 to Oct 8, 2013factForm ADV
← Quincy DeEarl CaldwellAdvisorregistration: previous registration
Dec 19, 2011 to Jun 4, 2013factForm ADV
← GEORGE THOMAS WARRENAdvisorregistration: previous registration
Jan 11, 2012 to Jan 2, 2013factForm ADV
← RICHARD FREDRICK DUNNAdvisorregistration: previous registration
Mar 9, 2011 to Jul 24, 2012factForm ADV
← Stephen ZelcerAdvisorregistration: previous registration
Dec 16, 2009 to May 17, 2012factForm ADV
← COLETTE KATHLEEN POWERSAdvisorregistration: previous registration
Nov 22, 2011 to Jan 23, 2012factForm ADV
← WILLIAM G RYONAdvisorregistration: previous registration
Sep 4, 2009 to Dec 12, 2011factForm ADV
← DANIEL W ROWLESAdvisorregistration: previous registration
Sep 8, 2009 to Dec 12, 2011factForm ADV
← ROBERT FRANCIS LEPOREAdvisorregistration: previous registration
Jun 17, 2010 to Apr 5, 2011factForm ADV
← SCHUYLER B DOMBROSKEAdvisorregistration: previous registration
Jun 19, 2009 to Oct 19, 2010factForm ADV
← CHARLEY TODD PORTERAdvisorregistration: previous registration
Jun 7, 2010 to Oct 13, 2010factForm ADV
← DIANE BREWERAdvisorregistration: previous registration
Oct 9, 2009 to Jun 15, 2010factForm ADV
← WILLIAM STANDLEY EDENAdvisorregistration: previous registration
Jul 1, 2008 to May 27, 2010factForm ADV
← JEFFREY LEE STOUFFERAdvisorregistration: previous registration
Oct 19, 2009 to Mar 29, 2010factForm ADV
and 3 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a2ef89a-c7e2-94d0-d1cc-6cfa34f0bae8
First observed: Nov 18, 2011
Last observed: Jan 11, 2016 130 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIDGEWAY CONGER ADVISORY SERVICES

RIDGEWAY CONGER ADVISORY SERVICES, INC, CRD 139372

NEW WOODSTOCK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a2ef89a-c7e2-94d0-d1cc-6cfa34f0bae8

Data as of Jan 11, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GARBER, LEIGH, MCCOBB

President

yes

03/2002

Nov 18, 2011

Jan 11, 2016

GARBER, LEIGH, MCCOBB

SOLE SHAREHOLDER

yes

02/2006

Nov 18, 2011

Jan 11, 2016

GARBER, RICHARD, ALAN

President

yes

01/2006

Nov 18, 2011

Jan 11, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ADIRONDACK TRADING GROUP LLC

n/a

yes

n/a

RIDGEWAY & CONGER, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

EAST SYRACUSE

United States

n/a

Syracuse

United States

n/a

Reynoldsburg

United States

n/a

York

United States

n/a

Bellingham

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jun 26, 2014

$103M

$96.1M

n/a

2013

Jul 15, 2013

$81.9M

$73.5M

n/a

2012

Jun 25, 2012

$85.3M

$75.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$103M

$81.9M

26.1%

n/a