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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

H COURTNEY MCLAUGHLIN

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Sarasota, FL

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Search this name across graphsid dfx:ria:0aecbf1a-e727-b6ce-41c3-df6bdff6c4fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 27, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 16, 2002
First registration: May 27, 2020
Dual registered: yes, broker-dealer
Other names: Henry Courtney McLaughlin
IAPD individual key: 1431465

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jul 19, 2023	n/a	yes	Sarasota, FL	Current employment
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 1, 2021	Jun 1, 2023	no	Princeton, NJ\|SARASOTA, FL	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Apr 18, 2021	Nov 1, 2021	no	SARASOTA, FL\|PRINCETON, NJ\|Freeport, NY	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 27, 2020	Mar 12, 2021	no	CRANBURY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 1, 2023	Jul 19, 2023	48	Firm change	Ibd to ibd
AMERITAS ADVISORY SERVICES	AMERITAS ADVISORY SERVICES, LLC	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
MML INVESTORS SERVICES, LLC	AMERITAS ADVISORY SERVICES	Mar 12, 2021	Apr 18, 2021	37	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jul 19, 2023 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2021 to Jun 1, 2023factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 18, 2021 to Nov 1, 2021factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
May 27, 2020 to Mar 12, 2021factForm ADV

Dated events

Occurred
Jun 1, 2023
Advisor changed firm
H Courtney Mclaughlin left Ameritas Advisory Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-07-19)
Form ADVobserved 6 days ago