DFX Intelligence

S•••• P••••••• H•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

S•••• P••••••• H•••••• S••••••

Advisor at A••••••••• I••••••••• A•••••••

Houston, TX

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Search this name across graphsid dfx:ria:0b0a5a0a-affb-0598-46dc-10435cc5813a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 29, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• A•••••••	Mixed wealth	Mar 22, 2024	n/a	yes	Houston, TX	Current employment
W•••• I••••••••• A•••••••• L••	Other adviser	Dec 22, 2023	Dec 17, 2024	no	Houston, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• I••••••••• A•••••••• L••	A••••••••• I••••••••• A•••••••	Dec 17, 2024	Mar 22, 2024	-270	Firm change after gap	Other
C••••••• P•••••••	W•••• I••••••••• A•••••••• L••	Dec 4, 2023	Dec 22, 2023

Relationships

Registered with (4)

→ A••••••••• I••••••••• A•••••••Registered adviserregistration: current employment
Mar 22, 2024 to presentfactForm ADV
→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2023 to Dec 17, 2024factForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Dec 19, 2021 to Dec 4, 2023factForm ADV
→ L•••••• I••••••••• A•••••••• L••

Dated events

Occurred
Dec 17, 2024
Advisor changed firm
S•••• P••••••• H•••••• S•••••• left W•••• I••••••••• A•••••••• L•• for A••••••••• I••••••••• A••••••• (registered 2024-03-22)
Form ADVobserved 7 days ago
Occurred
Dec 4, 2023
Advisor changed firm
S•••• P••••••• H•••••• S•••••• left C••••••• P••••••• for W•••• I••••••••• A•••••••• L•• (registered 2023-12-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b0a5a0a-affb-0598-46dc-10435cc5813a
First observed: Oct 29, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.