DFX Intelligence
Data Factory
Reading the graph
Reading the graph
ASSUREDPARTNERS INVESTMENT ADVISORS, LLC, CRD 309550
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DUSTIN ALAN JONES | Certified Financial Planner | Wake Forest, NC | 3 | 13 | 2 | yes |
| RONALD LAWRENCE MYERS | Certified Financial Planner|Personal Financial Specialist | Plantation, FL | 3 | 30 | 8 | yes |
| SOLOMON EDWARD REEVES | n/a | TAMPA, FL | Seattle, WA | 3 | 32 | 7 | yes |
| Beverly Clare Bankus | n/a | Lancaster, PA | 3 | 11 | 1 | no |
| DANIEL GLENN STAFFORD | n/a | Madison, WI | 3 | 31 | 4 | no |
| GARY MICHAEL CASCIOLA | n/a | Moon Township, PA | 3 | 27 | 4 | yes |
| Ryan Christopher Baumbach | n/a | TAMPA, FL | Wilmington, DE | 3 | 12 | 2 | no |
| SUSAN PATRICIA HUBBELL SANCHEZ | n/a | Houston, TX | 2 | 13 | 3 | no |
| DAVID MICHAEL MILLER | Chartered Financial Consultant | Houston, TX | TAMPA, FL | 2 | 38 | 3 | yes |
| CHARLES EARL OSBORNE | n/a | Atlanta, GA | TAMPA, FL | 2 | 33 | 1 | no |
| Brandon R Heckert | Certified Financial Planner | TAMPA, FL | Nashville, TN | 2 | 11 | 1 | yes |
| ANDREW MURRAY BUCHANAN | n/a | Lexington, KY | 2 | 10 | 3 | yes |
| Michael Brian Heckert | n/a | Lexington, KY | 2 | 14 | 1 | yes |
| BRIAN DEE HECKERT | Chartered Financial Consultant | Nashville, IL | 2 | 41 | 3 | yes |
| LEO DOMINIC BARCZEWSKI | n/a | Nashville, IL | 2 | 18 | 4 | yes |
| Jenna Lee DeMoss | n/a | Niceville, FL | 2 | 10 | 2 | yes |
| Kyler Wayne Klingenberg | n/a | Nashville, IL | 2 | 22 | 1 | yes |
| Troy Pedtke | n/a | Nashville, IL | 2 | 15 | 1 | yes |
| Justin Cole Aulds | n/a | Eagle, ID | 2 | 13 | 1 | yes |
| NED MARTIN BURNS | Certified Financial Planner | Nashville, IL | 2 | 43 | 2 | yes |
| Ashley Gabrielle Kolweier | n/a | Nashville, IL | 2 | 10 | 1 | yes |
| DOUGLAS JOEL VAUGHN | Certified Financial Planner | DeWitt, MI | 1 | 23 | 2 | no |
| STEPHEN MICHAEL ERB | n/a | DeWitt, MI | 1 | 29 | 2 | no |
| IAN FRANCIS SMITH | n/a | Madison, WI | 1 | 26 | n/a | no |
| Mason John Meyer | n/a | Nashville, IL | 1 | 12 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ASSUREDPARTNERS CAPITAL, INC. | SOLE MEMBER | E | yes | 04/2019 | Jul 16, 2026 | Jul 16, 2026 |
| HAZEN, ARTHUR, FLOYD | CHIEF EXECUTIVE OFFICER | Na | yes | 06/2025 | Jul 16, 2026 | Jul 16, 2026 |
| Keefe, Colleen, n/a | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2025 | Jul 16, 2026 | Jul 16, 2026 |
| KINNETT, STANLEY, K | Secretary | Na | yes | 05/2019 | Jul 16, 2026 | Jul 16, 2026 |
| APAX GUERNSEY (HOLDCO) PCC LIMITED APAX IX CELL | Shareholder | E | yes | 10/2015 | Jun 19, 2020 | Nov 26, 2024 |
| APAX IS USD GP L.P. INC. | GENERAL PARTNER | F | yes | 12/2015 | Jun 19, 2020 | Nov 26, 2024 |
| APAX IX GP CO. LIMITED | GENERAL PARTNER | F | yes | 12/2015 | Jun 19, 2020 | Nov 26, 2024 |
| APAX IX GP CO. LIMITED | Shareholder | E | yes | 02/2019 | Jun 19, 2020 | Nov 26, 2024 |
| APAX IX USD GP L.P. INC. | GENERAL PARTNER | F | yes | 12/2015 | Jun 19, 2020 | Nov 26, 2024 |
| ASSUREDPARTNERS, INC. | Shareholder | E | yes | 07/2011 | Jun 19, 2020 | Nov 26, 2024 |
| Callaham, Justin, P. | PRESIDENT / CCO | Na | yes | 05/2019 | Jun 19, 2020 | Nov 26, 2024 |
| CRESSWELL, SIMON, BERNARD | Enforcer | F | yes | 09/2015 | Jun 19, 2020 | Nov 26, 2024 |
| DOLPHIN MIDCO, INC. | Shareholder | E | yes | 10/2015 | Jun 19, 2020 | Nov 26, 2024 |
| DOLPHIN TOPCO, INC. | Shareholder | E | yes | 10/2015 | Jun 19, 2020 | Nov 26, 2024 |
| GTCR (AP) INVESTORS LP | LIMITED PARTNER | D | yes | 02/2019 | Jun 19, 2020 | Nov 26, 2024 |
| GTCR FUND XII/A LP | LIMITED PARTNER | C | yes | 05/2019 | Jun 19, 2020 | Nov 26, 2024 |
| GTCR INVESTMENT XII LLC | GENERAL PARTNER | F | yes | 04/2017 | Jun 19, 2020 | Nov 26, 2024 |
| GTCR PARTNERS XII/A&C LP | GENERAL PARTNER | F | yes | 04/2017 | Jun 19, 2020 | Nov 26, 2024 |
| GTCR PARTNERS XII/A&C LP | Member | D | yes | 02/2019 | Jun 19, 2020 | Nov 26, 2024 |
| GUILLE, ANDREW, WILLIAM | Trustee | F | yes | 12/2018 | Jun 19, 2020 | Nov 26, 2024 |
| HIRZEL IV PURPOSE TRUST | Shareholder | E | yes | 03/2016 | Jun 19, 2020 | Nov 26, 2024 |
| THE ASSUREDPARTNERS GROUP GP, LLC | GENERAL PARTNER | F | yes | 05/2019 | Jun 19, 2020 | Nov 26, 2024 |
| THE ASSUREDPARTNERS GROUP LP | Shareholder | E | yes | 05/2019 | Jun 19, 2020 | Nov 26, 2024 |
| Vrendenburg, Paul, Andrew | ELECTED MANAGER | Na | yes | 05/2019 | Jun 19, 2020 | Nov 26, 2024 |
| Ward, Jacqueline, Mary Le Maitre | Trustee | F | yes | 05/2010 | Jun 19, 2020 | Nov 26, 2024 |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | GENERAL PARTNER | F | yes | 02/2019 | Jun 19, 2020 | Nov 26, 2024 |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | Member | D | yes | 05/2019 | Jun 19, 2020 | Nov 26, 2024 |
| A9 USD (FEEDER) L.P. | LIMITED PARTNER | C | no | 05/2016 | Jun 19, 2020 | Nov 26, 2024 |
| APAX IX USD L.P. | LIMITED PARTNER | D | no | 02/2019 | Jun 19, 2020 | Nov 26, 2024 |
| YOGI BERRA AGGREGATOR LP | LIMITED PARTNER | C | no | 05/2019 | Jun 19, 2020 | Nov 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ASSUREDPARTNERS CAPITAL, INC. | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Plantation | FL | United States | 3 | yes |
| Dewitt | Mi | United States | 3 | no |
| Lancaster | Pa | United States | 3 | no |
| Wilmington | De | United States | 2 | no |
| Atlanta | Ga | United States | 2 | no |
| Lexington | Ky | United States | 2 | no |
| Seattle | Wa | United States | 2 | yes |
| Denver | Co | United States | 1 | yes |
| Pittsburgh | Pa | United States | 1 | yes |
| Sewickly | Pa | United States | 1 | yes |
| Houston | TX | United States | 1 | yes |
| Houston | TX | United States | 1 | no |
| Madison | Wi | United States | 1 | no |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 29, 2026 | $3.9B | $3.9B | 58 | 38 | 17 | n/a | n/a |
| 2024 | Mar 21, 2025 | $3.3B | $3.3B | 69 | 46 | 16 | n/a | n/a |
| 2023 | Jan 31, 2024 | $179M | $179M | 22 | 15 | 8 | n/a | n/a |
| 2022 | Feb 28, 2023 | $372M | $143M | 11 | 10 | 0 | n/a | n/a |
| 2021 | Mar 1, 2022 | $112M | $0 | 5 | 3 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | n/a | n/a | 2 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 7 | -4 | 21.2% | 0 | 0 | 0 | 27 | 11 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.9B | $3.3B | 19.3% | $372M | 118.5% | 58 | 69 | 17 | 16 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CHESME CAPITAL MANAGEMENT | 3 | Nov 26, 2024 | Jan 1, 2026 | DEWITT, MI | Firm absorbed | RIA to RIA | 100.0% |
| KESTRA ADVISORY SERVICES, LLC | 2 | Aug 2, 2024 | Aug 5, 2024 | BELLEVILLE, IL | Team lift out | Ibd to RIA | 0.2% |
| KESTRA ADVISORY SERVICES, LLC | 3 | Aug 2, 2024 | Jan 7, 2026 | LEXINGTON, KY | Team lift out | Ibd to RIA | 0.3% |
| KESTRA ADVISORY SERVICES, LLC | 4 | Aug 2, 2024 | Jul 31, 2024 | AUSTIN, TX | Team lift out | Ibd to RIA | 0.3% |
| KESTRA ADVISORY SERVICES, LLC | 2 | Jun 11, 2024 | Jun 11, 2024 | LEXINGTON, KY | Team lift out | Ibd to RIA | 0.2% |
| FORTUNE 360 GROUP LLC | 2 | Feb 24, 2023 | Jan 1, 2026 | PLANTATION, FL | Team lift out | RIA to RIA | 40.0% |
| MURRAY WEALTH MANAGEMENT | 2 | Dec 15, 2022 | Jan 5, 2023 | MILTON, PA | Team lift out | RIA to RIA | 100.0% |
| SECURITIES AMERICA ADVISORS, INC. | 2 | Jul 6, 2021 | Dec 1, 2022 | PLANTATION, FL | Team lift out | Other | 0.1% |