DFX Intelligence

M•••••• D•••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••••• D•••• M•••••••••

Advisor at C•••••• S••••• • C••• I•••

Wilmington, NC

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Search this name across graphsid dfx:ria:0b1524e3-0cbc-9b82-2347-9d58701a417d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 14, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Aug 11, 2026	n/a	yes	Wilmington, NC	Current employment
N•••••• A•••••••	Bd affiliated wealth	Sep 23, 2021	Jul 9, 2026	no	Greenwich, CT\|NEW ORLEANS, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	C•••••• S••••• • C••• I•••	Jul 9, 2026	Aug 11, 2026	33	Firm change	Ibd to ibd
W•••• F•••• A•••••••	N•••••• A•••••••	Oct 4, 2021	Sep 23, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:171351:NY:2021-10-01	Oct 4, 2021	Sep 23, 2021	MELVILLE, NY	Firm change

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Sep 23, 2021 to Jul 9, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 2, 2015 to Oct 4, 2021factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Jul 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b1524e3-0cbc-9b82-2347-9d58701a417d
First observed: Oct 15, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.