DFX Intelligence

K•••• R•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)40 years in industry

K•••• R•••••• T•••••

Advisor at C••• I••••••••• A•••••••• I•••

MCDONOUGH, GA | HANOVER, MD

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Search this name across graphsid dfx:ria:0b219b3e-312f-4989-d56c-a5490e16a3e5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 13, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A•••••••• I•••	Independent wealth	Aug 31, 2016	n/a	yes	MCDONOUGH, GA\|HANOVER, MD	Current employment
D•••••••• • C•••••• L••	Bd affiliated wealth	Mar 10, 2015	Aug 29, 2016	no	WILLIAMSBURG, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• • C•••••• L••	C••• I••••••••• A•••••••• I•••	Aug 29, 2016	Aug 31, 2016	2	Firm change	Other

Relationships

Registered with (2)

→ C••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 31, 2016 to presentfactForm ADV
→ D•••••••• • C•••••• L••Registered adviserregistration: previous registration
Mar 10, 2015 to Aug 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b219b3e-312f-4989-d56c-a5490e16a3e5
First observed: Mar 10, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.