DFX Intelligence

A••• M•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

A••• M•••• R•••

Advisor at A••••• W••••• M•••••••••

Conway, AR | Millington, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• M•••••••••	Independent wealth	Apr 10, 2025	n/a	yes	Millington, TN\|Conway, AR	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Feb 17, 2009	Apr 10, 2025	no	MEMPHIS, TN\|GERMANTOWN, TN\|GERMANTOWN, TN\|MEMPHIS, TN\|MEMPHIS, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	A••••• W••••• M•••••••••	Apr 10, 2025	Apr 10, 2025	0	Firm change	RIA to RIA
F•••• T•••••••• A••••••• S•••••••• I•••	F•••• H•••••• A•••••••• I••	Oct 10, 2013	Feb 17, 2009

Relationships

Registered with (3)

→ A••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 17, 2009 to Apr 10, 2025factForm ADV
→ F•••• T•••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2009 to Oct 10, 2013factForm ADV

Dated events

Order

Occurred
10 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 10, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.