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RIA / WealthAdvisorCertified Financial Planner17 years in industry

ALLEN GOULD REGAN

Advisor at VISTICA WEALTH ADVISORS, LLC

HATTIESBURG, MS | CARLSBAD, CA

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Search this name across graphsid dfx:ria:0b249a23-712c-69d1-9ab9-cc426c7e8f09

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VISTICA WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 24, 2009
First registration: Feb 2, 2011
Dual registered: no
IAPD individual key: 5282338

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VISTICA WEALTH ADVISORS, LLC	Independent wealth	Oct 23, 2020	n/a	yes	CARLSBAD, CA\|HATTIESBURG, MS	Current employment
LIFEGUARD WEALTH, LLC	n/a	Jul 1, 2020	Aug 23, 2023	no	Biloxi, MS\|NOVATO, CA	Previous registration
COGENT STRATEGIC WEALTH LLC	Independent wealth	Jan 5, 2016	Dec 31, 2019	no	Biloxi, MS	Previous registration
AVL/WEALTHCARE, LLC	Former SEC adviser	Jul 1, 2015	Dec 17, 2015	no	GULFPORT, MS	Previous registration
BUCKINGHAM STRATEGIC WEALTH, LLC	Former SEC adviser	Jul 17, 2013	Jun 25, 2015	no	ST LOUIS, MO	Previous registration
AVL/WEALTHCARE, LLC	Former SEC adviser	Feb 2, 2011	Jun 24, 2013	no	GULFPORT, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIFEGUARD WEALTH, LLC	VISTICA WEALTH ADVISORS, LLC	Aug 23, 2023	Oct 23, 2020	-1,034	Firm change after gap	Other
COGENT STRATEGIC WEALTH LLC	LIFEGUARD WEALTH, LLC	Dec 31, 2019	Jul 1, 2020	183	Firm change	Other
AVL/WEALTHCARE, LLC	COGENT STRATEGIC WEALTH LLC	Dec 17, 2015	Jan 5, 2016	19	Firm change	Other
BUCKINGHAM STRATEGIC WEALTH, LLC	AVL/WEALTHCARE, LLC	Jun 25, 2015	Jul 1, 2015	6	Firm change	Other
AVL/WEALTHCARE, LLC	BUCKINGHAM STRATEGIC WEALTH, LLC	Jun 24, 2013	Jul 17, 2013	23	Firm change	Other

Relationships

Registered with (5)

→ VISTICA WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Oct 23, 2020 to presentfactForm ADV
→ LIFEGUARD WEALTH, LLCRegistered adviserregistration: previous registration
Jul 1, 2020 to Aug 23, 2023factForm ADV
→ COGENT STRATEGIC WEALTH LLCRegistered adviserregistration: previous registration
Jan 5, 2016 to Dec 31, 2019factForm ADV
→ AVL/WEALTHCARE, LLCRegistered adviserregistration: previous registration
Jul 1, 2015 to Dec 17, 2015factForm ADV
→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviserregistration: previous registration
Jul 17, 2013 to Jun 25, 2015factForm ADV

Dated events

Occurred
Aug 23, 2023
Advisor changed firm
Allen Gould Regan left Lifeguard Wealth, Llc for Vistica Wealth Advisors, Llc (registered 2020-10-23)
Form ADVobserved 6 days ago