DFX Intelligence
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Reading the graph
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Advisor at S••••••••• F•••••••• G••••• L••
WORMLEYSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• F•••••••• G••••• L•• | Independent wealth | Jan 2, 2024 | n/a | yes | WORMLEYSBURG, PA | Current employment |
| O•••• A••••••• S•••••••• L•• | Bd affiliated wealth | Sep 11, 2023 | Dec 31, 2023 | no | Wormleysburg, PA|ATLANTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• A••••••• S•••••••• L•• | S••••••••• F•••••••• G••••• L•• | Dec 31, 2023 | Jan 2, 2024 | 2 | Firm change | Ibd to new firm |
| N••••••••• M••••• I••••••••• S••••••••• | O•••• A••••••• S•••••••• L•• | Sep 14, 2023 | Sep 11, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171070:327529:GA:2023-12-31 | Dec 31, 2023 | Jan 2, 2024 | ATLANTA, GA | Firm change |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Jan 5, 2021 | Sep 14, 2023 | no | Camp Hill, PA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 18, 2019 | Nov 23, 2020 | no | MECHANICSBURG, PA|Mechanicsburg, PA|WYNCOTE, PA|CARLISLE, PA|ELIZABETHTOWN, PA|MT. JOY, PA|CARLISLE, PA | Previous registration |
| -3 |
| Firm change |
| Other |
| L•• F•••••••• L•• | N••••••••• M••••• I••••••••• S••••••••• | Nov 23, 2020 | Jan 5, 2021 | 43 | Firm change | Other |