DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
MARSHALLTOWN, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 12, 2022 | n/a | yes | MARSHALLTOWN, IA | Current employment |
| B••• A•••• M••••••••• | n/a | Dec 13, 1999 | Dec 31, 2003 | no | MARSHALLTOWN, IA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• S••••••••• C••••••••• | B••• A•••• M••••••••• | Dec 13, 2022 | Dec 13, 1999 | -8,401 | Firm change after gap | Other |
| B••• A•••• M••••••••• | L•• F•••••••• L•• | Dec 31, 2003 | Dec 12, 2022 |
| F•• S••••••••• C••••••••• | Former SEC adviser | Feb 12, 1999 | Dec 13, 2022 | no | MARSHALLTOWN, IA | Previous registration |
| 6,921 |
| Firm change after gap |
| Other |