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E•••••••• A••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

E•••••••• A••• W•••••••

Advisor at O•••• W•••••• I•••

SIOUX CITY, IA | Sioux City, IA | OMAHA, NE

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Search this name across graphsid dfx:ria:0b420347-81b7-1f55-1c3e-a58d1ded5ec8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• P•••••••	Independent wealth	Sep 11, 2026	n/a	yes	OMAHA, NE\|Sioux City, IA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	SIOUX CITY, IA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	S••••••••• A•••••• A•••••••• I•••	Dec 26, 2023

Relationships

Registered with (4)

→ W••••••••• P•••••••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2024 to Jun 14, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Dec 26, 2023
Advisor changed firm
E•••••••• A••• W••••••• left A••••••••• F•••••••• S•••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2024-01-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b420347-81b7-1f55-1c3e-a58d1ded5ec8
First observed: Aug 11, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.