K• L•••• L••

Advisor at W••• W•••••• I••

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• W•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• W•••••• I••	Independent wealth	Aug 29, 2025	n/a	yes	SEATTLE, WA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 6, 2005	Sep 4, 2025	no	SEATTLE, WA\|SEATTLE, WA\|RENTON, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W••• W•••••• I••	Sep 4, 2025	Aug 29, 2025	-6	Firm change	Wirehouse to new firm
C•••••• S••••• • C••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 24, 2004	Oct 6, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:337346:WA:2025-09-02	Sep 4, 2025	Aug 29, 2025	RENTON, WA	Firm change

Relationships

Registered with (3)

→ W••• W•••••• I••Registered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 6, 2005 to Sep 4, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 2, 2004 to Nov 24, 2004factForm ADV

Dated events

Occurred
Sep 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 2, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.