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Advisor at MORGAN STANLEY
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 27, 2021 | n/a | yes | Charlotte, NC | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 2, 2017 | May 11, 2021 | no | WESTERVILLE, OH|WESTERVILLE, OH|Plano, TX|Plano, TX|Plano, TX|DUBLIN, OH|Plain City, OH|DUBLIN, OH|Plain City, OH | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 22, 2015 | Sep 8, 2016 | no | INDEPENDENCE, OH|COLUMBUS, OH | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Mar 21, 2013 | Jun 19, 2015 | no | COLUMBUS, OH|COLUMBUS, OH|INDIANAPOLIS, IN|INDIANAPOLIS, IN|REYNOLDSBURG, OH | Previous registration |
| EDWARD JONES | National bd RIA | Jul 16, 2008 | May 11, 2012 | no | MOORESVILLE, IN|ST LOUIS, MO|STANLEY, NC|MOORESVILLE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | May 11, 2021 | May 27, 2021 | 16 | Firm change | Wirehouse to wirehouse |
| VALIC FINANCIAL ADVISORS, INC. | J.P. MORGAN SECURITIES LLC | Sep 8, 2016 | Mar 2, 2017 | 175 | Firm change | Other |
| PNC WEALTH MANAGEMENT | VALIC FINANCIAL ADVISORS, INC. | Jun 19, 2015 | Jun 22, 2015 | 3 | Firm change | Other |
| EDWARD JONES | PNC WEALTH MANAGEMENT | May 11, 2012 | Mar 21, 2013 | 314 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:149777:OH:2021-04-27 | May 11, 2021 | May 27, 2021 | PLAIN CITY, OH | Firm change |