RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince May 27, 2021 · Charlotte, Nc
- J••• M••••• S••••••••• L•• wirehouseMar 2, 2017 to May 11, 2021 · Westerville, Oh
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 22, 2015 to Sep 8, 2016 · Independence, Oh
- P•• W••••• M••••••••• BD affiliatedMar 21, 2013 to Jun 19, 2015 · Columbus, Oh
- E••••• J•••• national BDJul 16, 2008 to May 11, 2012 · Mooresville, In
- J••• M••••• S••••••••• L•• to M••••• S••••••left May 11, 2021, registered May 27, 2021 (16 days) · Wirehouse to wirehouse · moved with a team
- V•••• F•••••••• A•••••••• I••• to J••• M••••• S••••••••• L••left Sep 8, 2016, registered Mar 2, 2017 (175 days) · Other
- P•• W••••• M••••••••• to V•••• F•••••••• A•••••••• I•••left Jun 19, 2015, registered Jun 22, 2015 (3 days) · Other
- E••••• J•••• to P•• W••••• M•••••••••left May 11, 2012, registered Mar 21, 2013 (314 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address