DFX Intelligence

C••••••••• C•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C••••••••• C•••• T••••

Advisor at U••••• C•••••• M••••••••• O• K•••••• I•••

Alma, NE | SALINA, KS

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Search this name across graphsid dfx:ria:0b737d22-33e3-a355-f803-9352b8bc6002

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• C•••••• M••••••••• O• K•••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• C•••••• M••••••••• O• K•••••• I•••	Independent wealth	Nov 14, 2016	n/a	yes	SALINA, KS\|Alma, NE	Current employment
W•••••• • R•••	Former SEC adviser	Mar 28, 2012	Nov 10, 2016	no	SAVAGE, MN\|ALMA, NE\|FAIRBURY, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	U••••• C•••••• M••••••••• O• K•••••• I•••	Nov 10, 2016	Nov 14, 2016	4	Firm change	Other

Relationships

Registered with (2)

→ U••••• C•••••• M••••••••• O• K•••••• I•••Registered adviserregistration: current employment
Nov 14, 2016 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Mar 28, 2012 to Nov 10, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b737d22-33e3-a355-f803-9352b8bc6002
First observed: Mar 28, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.