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U••••• C•••••• M••••••••• O• K•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

U••••• C•••••• M••••••••• O• K•••••• I•••

CRD 157755

SALINA, KS

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Search this name across graphsid dfx:ria:63587cda-868f-1c42-daf3-0648343b0d3e

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 5
On other graphs: 0
Observed: Jul 29, 2014 to Sep 10, 2026
56 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.04 institutional_share=0.04 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $885MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $827M
Private client RAUM: $809MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 25
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••• M••••••• K••••	n/a	NASHVILLE, TN \| SALINA, KS	14	34	3	no
R••• J•• K•••••	n/a	SALINA, KS	14	26

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•• N••• Y•••• F•••• L•	Hedge Fund	$0	Nov 15, 2024	0	Mar 29, 2024	reported	021-1885372
R•• N••• H••• T••• Y•••• F•••• L•	Hedge Fund	$0

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• C•••• M•••••••	Owner	E	yes	07/2011	Jul 29, 2014	Nov 15, 2024
B••••• J••••• R•••	Owner	A	no	01/2023	Mar 29, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
U•• F••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a
U••••• C•••••• I••••••••	n/a	n/a	n/a	N	yes	n/a
U••••• C•••••• T••••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
DODGE CITY	Ks	United States	2	yes
Olathe	Ks	United States	2	yes
Nashville	Tn	United States	2	no
Abilene	Ks	United States	1	yes
Gardner	Ks

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$885M	$670M	32.1%	$305M	42.7%	46	35	10	9

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••••• A••• A•••• M••••••••• I•••	2	Sep 9, 2015	Jul 2, 2013	BIRMINGHAM, AL	Team lift out	Other	2.2%
S••••• A••• A•••• M••••••••• I•••	3	Sep 3, 2015

Relationships

Registered with (32)

← J•••••• D• H••••••Advisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← E••••• D•••• F•••••Advisorregistration: current employment
Apr 17, 2026 to presentfactForm ADV
← F•••••• X••••• S••••••Advisorregistration: current employment
Feb 20, 2026 to presentfactForm ADV
← D••••• S•••••• W•••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
U••••• C•••••• M••••••••• O• K•••••• I••• reported RAUM $884.8M, up 32% from $669.7M (2026-02-10 to 2026-03-31)
Form ADVobserved 7 days ago
$215M
Occurred
Apr 16, 2025
Regulatory AUM changed
U••••• C•••••• M••••••••• O• K•••••• I••• reported RAUM $669.7M, up 46% from $459.8M (2024-11-15 to 2025-04-16)
Form ADVobserved 7 days ago
$210M
Occurred
Mar 29, 2024
Regulatory AUM changed
U••••• C•••••• M••••••••• O• K•••••• I••• reported RAUM $459.8M, up 51% from $304.6M (2023-04-19 to 2024-03-29)
Form ADVobserved 7 days ago
$155M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63587cda-868f-1c42-daf3-0648343b0d3e
First observed: Jul 29, 2014
Last observed: Sep 10, 2026 12 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$885M	$827M	46	23	10	1	n/a
2024	Apr 16, 2025	$670M	$629M	35	18	9	1	n/a
2023	Mar 29, 2024	$460M	$443M	31	19	7	1	$0
2022	Mar 29, 2023	$305M	$304M	30	19	7	n/a	n/a
2021	Mar 10, 2022	$365M	$365M	32	19	6	1	$0
2020	Mar 22, 2021	$297M	$297M	31	15	6	n/a	n/a
2019	Mar 3, 2020	$224M	$224M	28	16	8	n/a	n/a
2018	Mar 21, 2019	$164M	$164M	27	15	8	n/a	n/a
2017	Feb 15, 2018	$152M	$152M	18	18	8	n/a	n/a
2016	Feb 27, 2017	$146M	$146M	19	13	n/a	n/a	n/a
2015	Feb 4, 2016	$125M	$125M	17	12	n/a	n/a	n/a
2014	Feb 6, 2015	$117M	$116M	14	9	n/a	n/a	n/a