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RIA / WealthAdvisor28 years in industry

JOHN RICHARD CARLSON

Advisor at HENDRICKSON FINANCIAL SERVICES, LLC

Minot, ND

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Search this name across graphsid dfx:ria:0b85ee5d-4a2c-ef2a-32f4-0bc38b995172

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HENDRICKSON FINANCIAL SERVICES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Sep 11, 1998
First registration: Mar 29, 1999
Dual registered: no
IAPD individual key: 3098410

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH PLUS OF THE DAKOTAS, INC.	State registered	Jan 1, 2026	n/a	yes	Minot, ND	Current employment
HENDRICKSON FINANCIAL SERVICES, LLC	State registered	Oct 25, 2017	n/a	yes	Minot, ND	Current employment
VOYAGER CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 4, 2010	Aug 6, 2018	no	MINOT, ND	Previous registration
CAPITAL FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 9, 2009	Aug 6, 2018	no	MADISON, WI\|MADISON, WI\|WHITEFISH BAY, WI\|GREENDALE, WI\|DICKINSON, ND\|MINNEOLA, FL\|Minot, ND	Previous registration
VOYAGER CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 11, 2003	Apr 14, 2009	no	LAKE GENEVA, WI	Previous registration
WADDELL & REED	Former SEC adviser	Mar 29, 1999	Jun 17, 2002	no	BISMARCK, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYAGER CAPITAL MANAGEMENT, LLC	HENDRICKSON FINANCIAL SERVICES, LLC	Aug 6, 2018	Oct 25, 2017	-285	Firm change after gap	RIA to state RIA
CAPITAL FINANCIAL SERVICES, INC.	VOYAGER CAPITAL MANAGEMENT, LLC	Aug 6, 2018	Oct 4, 2010	-2,863	Firm change after gap	Other
VOYAGER CAPITAL MANAGEMENT, LLC	CAPITAL FINANCIAL SERVICES, INC.	Apr 14, 2009	Jan 9, 2009	-95	Firm change after gap	Other
WADDELL & REED	VOYAGER CAPITAL MANAGEMENT, LLC	Jun 17, 2002	Dec 11, 2003	542	Firm change after gap	Other

Relationships

Registered with (5)

→ WEALTH PLUS OF THE DAKOTAS, INC.Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ HENDRICKSON FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Oct 25, 2017 to presentfactForm ADV
→ VOYAGER CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 4, 2010 to Aug 6, 2018factForm ADV
→ CAPITAL FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 9, 2009 to Aug 6, 2018factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 29, 1999 to Jun 17, 2002factForm ADV

Dated events

No dated event names this entity yet.