DFX Intelligence

W••••• P••• O• T•• D••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

W••••• P••• O• T•• D••••••• I•••

CRD 287536

ABERDEEN, SD

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Search this name across graphsid dfx:ria:272b848d-8463-ba1e-1a21-869068a6a803

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 9, 2026 to Mar 9, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $79.3M••• Locked
Discretionary RAUM: $24.3M
Private client RAUM: $24.3Mderived••• Locked
Private client share: 31%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••• D•••••• H•••••	n/a	ABERDEEN, SD	7	28	2	no
T••••• C•••••• B••••••	n/a	ABERDEEN, SD	0	12

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	n/a	0	0	0	1	2

Relationships

Registered with (6)

← T••••• C•••••• B••••••Advisorregistration: current employment
Jan 27, 2026 to presentfactForm ADV
← J••• R•••••• C••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← L•••• D•••••• H•••••Advisorregistration: previous registration
Mar 20, 2017 to Dec 31, 2018factForm ADV
← A•••• Q•••• A••••••

Dated events

Occurred
Jun 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:272b848d-8463-ba1e-1a21-869068a6a803
First observed: Mar 9, 2026
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.