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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

Christopher David Lord

Advisor at SCHWAB WEALTH ADVISORY, INC.

Phoenix, AZ

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Search this name across graphsid dfx:ria:0b9aae84-e56d-837c-bbad-4fb98d58dcd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 22, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 22, 2000
First registration: Feb 2, 2004
Dual registered: yes, broker-dealer
Other names: Chris Lord
IAPD individual key: 4207521

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Aug 5, 2021	n/a	yes	Phoenix, AZ	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Jul 30, 2020	no	SAN ANTONIO, TX\|TAMPA, FL\|SAN ANTONIO, TX\|TAMPA, FL	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Oct 11, 2007	Jan 8, 2018	no	PHOENIX, AZ\|Atlanta, GA\|Atlanta, GA\|Tampa, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 27, 2006	Sep 21, 2007	no	PHOENIX, AZ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Feb 2, 2004	Oct 6, 2006	no	SCOTTSDALE, AZ\|SUN CITY, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	SCHWAB WEALTH ADVISORY, INC.	Jul 30, 2020	Aug 5, 2021	371	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	USAA FINANCIAL PLANNING SERVICES	Sep 21, 2007	Oct 11, 2007	20	Firm change	Ibd to new firm
BANC OF AMERICA INVESTMENT SERVICES, INC.	CHARLES SCHWAB & CO., INC.	Oct 6, 2006	Nov 27, 2006	52	Firm change	Other

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Aug 5, 2021 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Jul 30, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 11, 2007 to Jan 8, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 27, 2006 to Sep 21, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 2, 2004 to Oct 6, 2006factForm ADV

Dated events

No dated event names this entity yet.