A••• H•••••

Advisor at G••••• W••••• S••••••••• A•• A••••••••• L••

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b9d1547-187b-0e05-c60a-09bf53eeb363

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• S••••••••• A•• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• S••••••••• A•• A••••••••• L••	Independent wealth	Nov 8, 2021	n/a	yes	DENVER, CO\|DENVER, CO	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jan 13, 2021	Oct 29, 2021	no	Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	G••••• W••••• S••••••••• A•• A••••••••• L••	Oct 29, 2021	Nov 8, 2021	10	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:316072:CO:2021-10-29	Oct 29, 2021	Nov 8, 2021	DENVER, CO	Firm change

Relationships

Registered with (2)

→ G••••• W••••• S••••••••• A•• A••••••••• L••Registered adviserregistration: current employment
Nov 8, 2021 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2021 to Oct 29, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b9d1547-187b-0e05-c60a-09bf53eeb363
First observed: Jan 13, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.