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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

CRD 316072

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0de778ca-0ba3-24d2-5ce1-ef8145ca5b98

Data as of May 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 6
On other graphs: 0
Observed: Sep 24, 2021 to May 25, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $457MItem 5.F on the latest filing (2026-05-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $457M
Private client RAUM: $453MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $41.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,946
Individual clients: 805
High net worth clients: 116
Custody, client assets: $43.8M
SEC number: 801-122556
CRD: 316072
Filings on the tape: 29
First filed: Sep 24, 2021
Latest filed: May 25, 2026
Organised: Limited Liability Company, CO
Website: gwsa.us

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ADAM L WAY	Certified Financial Planner\|Chartered Financial Consultant	DENVER, CO	4	21	3	no
DAVID THOMAS HOLLAND	n/a	DENVER, CO	4	11	2	no
Adam Herman	n/a	DENVER, CO	4	12	1	no
ERIC MARTIN JACOBS	n/a	DENVER, CO	4	18	5	no
Terri Lee Hinrichs	Certified Financial Planner\|Chartered Financial Consultant	DENVER, CO	4	27	1	no
Michael Alexander Silva	Certified Financial Planner	Hopkins, MN \| DENVER, CO	3	13	n/a	no
Marc Stamps Bennett	n/a	DENVER, CO	2	10	1	no
Kyle Huntley Brown	n/a	DENVER, CO	1	11	n/a	no
TERRI LYNN PROPP	Certified Financial Planner	DENVER, CO	1	14	4	no
Eitel Guillermo Dannenfels	n/a	Eagan, MN \| DENVER, CO	0	10	n/a	no
Lonnie Dean Campbell	n/a	DENVER, CO \| MOAB, UT	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JACOBS, ERIC, MARTIN	Cio	E	yes	08/2022	Feb 4, 2022	Nov 6, 2024
WAY HOLDINGS, LLC	MANAGING MEMBER	D	yes	10/2021	Sep 24, 2021	Nov 6, 2024
WAY, ADAM, L	CEO, CCO	Na	yes	10/2021	Sep 24, 2021	Nov 6, 2024
WAY, ADAM, L	MANAGING MEMBER	E	yes	06/2012	Sep 24, 2021	Nov 6, 2024
CLARK AVENUE HOLDINGS, LLC	MANAGING MEMBER	B	no	08/2022	Oct 27, 2022	Nov 6, 2024
SCOULAR, BRADLEY, ROBERT	Member	A	no	01/2022	Feb 4, 2022	Nov 6, 2024
SPACCAMONTI, SARA, MARIE	MEMBER, COO	A	no	01/2022	Feb 4, 2022	Nov 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GLOBAL WEALTH STRATEGIES INSURANCE, LLC	n/a	n/a	n/a	Y	yes	n/a
MILE HIGH CERTIFIED PUBLIC ACCOUNTANTS, LLC	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$457M	$457M	10	9	1	n/a	n/a
2024	Feb 28, 2025	$370M	$370M	10	8	1	n/a	n/a
2023	Jan 26, 2024	$291M	$291M	9	7	1	n/a	n/a
2022	Jan 27, 2023	$208M	$208M	11	8	0	n/a	n/a
2021	Feb 4, 2022	$160M	$160M	7	6	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	9.1%	0	0	0	3	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$457M	$370M	23.6%	$208M	30.0%	10	10	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MML INVESTORS SERVICES, LLC	4	Oct 29, 2021	Nov 8, 2021	DENVER, CO	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (15)

← Lonnie Dean CampbellAdvisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← Eitel Guillermo DannenfelsAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← TERRI LYNN PROPPAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← Kyle Huntley BrownAdvisorregistration: current employment
Jun 6, 2025 to presentfactForm ADV
← Marc Stamps BennettAdvisorregistration: current employment
May 7, 2024 to presentfactForm ADV
← Michael Alexander SilvaAdvisorregistration: current employment
Jul 31, 2023 to presentfactForm ADV
← Terri Lee HinrichsAdvisorregistration: current employment
Jun 7, 2022 to presentfactForm ADV
← ERIC MARTIN JACOBSAdvisorregistration: current employment
Feb 4, 2022 to presentfactForm ADV
← DAVID THOMAS HOLLANDAdvisorregistration: current employment
Nov 8, 2021 to presentfactForm ADV
← Adam HermanAdvisorregistration: current employment
Nov 8, 2021 to presentfactForm ADV
← ADAM L WAYAdvisorregistration: current employment
Oct 27, 2021 to presentfactForm ADV
← CHRISTOPHER Patrick CLANCYAdvisorregistration: previous registration
Nov 9, 2022 to Feb 17, 2026factForm ADV
← BRADLEY ROBERT SCOULARAdvisorregistration: previous registration
Nov 8, 2021 to May 2, 2025factForm ADV
← RITA DARLENE COOPERAdvisorregistration: previous registration
Jan 22, 2024 to Jun 10, 2024factForm ADV
← Nicholas KilburgAdvisorregistration: previous registration
Aug 21, 2023 to Dec 31, 2023factForm ADV

Controls (3)

← WAY, ADAM, LOwnerMANAGING MEMBER, ownership code E, individual
Sep 24, 2021 to Nov 6, 2024factForm ADV
← JACOBS, ERIC, MARTINOwnerCIO, ownership code E, individual
Feb 4, 2022 to Nov 6, 2024factForm ADV
← WAY HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code D, foreign entity
Sep 24, 2021 to Nov 6, 2024factForm ADV

Owns (3)

← SCOULAR, BRADLEY, ROBERTOwnerMEMBER, ownership code A, individual
Feb 4, 2022 to Nov 6, 2024factForm ADV
← SPACCAMONTI, SARA, MARIEOwnerMEMBER, COO, ownership code A, individual
Feb 4, 2022 to Nov 6, 2024factForm ADV
← CLARK AVENUE HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code B, domestic entity
Oct 27, 2022 to Nov 6, 2024factForm ADV

Moved with (1)

← MML INVESTORS SERVICES, LLCRegistered adviser4 advisors, team lift out
Oct 29, 2021 to Nov 8, 2021factForm ADV

Dated events

Occurred
Feb 17, 2026
Advisor changed firm
Christopher Patrick Clancy left Global Wealth Strategies And Associates, Llc for Sax Wealth Advisors, Llc (registered 2026-01-28)
Form ADVobserved 5 days ago
Occurred
May 2, 2025
Advisor changed firm
Bradley Robert Scoular left Global Wealth Strategies And Associates, Llc for Farther (registered 2025-04-07)
Form ADVobserved 5 days ago
Occurred
Jun 10, 2024
Advisor changed firm
Rita Darlene Cooper left Global Wealth Strategies And Associates, Llc for Wells Fargo Advisors (registered 2025-05-09)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Nicholas Kilburg left Global Wealth Strategies And Associates, Llc for Avantax Planning Partners, Inc. (registered 2025-01-27)
Form ADVobserved 5 days ago
Occurred
Feb 4, 2022
Control person joined
Martin Eric Jacobs (Member) appeared on Schedule A of Global Wealth Strategies And Associates, Llc
Form ADVobserved 5 days ago
Occurred
Sep 24, 2021
First Form ADV filing
Global Wealth Strategies And Associates, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0de778ca-0ba3-24d2-5ce1-ef8145ca5b98
First observed: Sep 24, 2021
Last observed: May 25, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

CRD 316072

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0de778ca-0ba3-24d2-5ce1-ef8145ca5b98

Data as of May 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ADAM L WAY

Certified Financial Planner|Chartered Financial Consultant

DENVER, CO

DAVID THOMAS HOLLAND

n/a

DENVER, CO

Adam Herman

n/a

DENVER, CO

ERIC MARTIN JACOBS

n/a

DENVER, CO

Terri Lee Hinrichs

Certified Financial Planner|Chartered Financial Consultant

DENVER, CO

Michael Alexander Silva

Certified Financial Planner

Hopkins, MN | DENVER, CO

n/a

Marc Stamps Bennett

n/a

DENVER, CO

Kyle Huntley Brown

n/a

DENVER, CO

n/a

TERRI LYNN PROPP

Certified Financial Planner

DENVER, CO

Eitel Guillermo Dannenfels

n/a

Eagan, MN | DENVER, CO

n/a

Lonnie Dean Campbell

n/a

DENVER, CO | MOAB, UT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JACOBS, ERIC, MARTIN

Cio

yes

08/2022

Feb 4, 2022

Nov 6, 2024

WAY HOLDINGS, LLC

MANAGING MEMBER

yes

10/2021

Sep 24, 2021

Nov 6, 2024

WAY, ADAM, L

CEO, CCO

yes

10/2021

Sep 24, 2021

Nov 6, 2024

WAY, ADAM, L

MANAGING MEMBER

yes

06/2012

Sep 24, 2021

Nov 6, 2024

CLARK AVENUE HOLDINGS, LLC

MANAGING MEMBER

08/2022

Oct 27, 2022

Nov 6, 2024

SCOULAR, BRADLEY, ROBERT

Member

01/2022

Feb 4, 2022

Nov 6, 2024

SPACCAMONTI, SARA, MARIE

MEMBER, COO

01/2022

Feb 4, 2022

Nov 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GLOBAL WEALTH STRATEGIES INSURANCE, LLC

n/a

yes

n/a

MILE HIGH CERTIFIED PUBLIC ACCOUNTANTS, LLC

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$457M

n/a

2024

Feb 28, 2025

$370M

n/a

2023

Jan 26, 2024

$291M

n/a

2022

Jan 27, 2023

$208M

n/a

2021

Feb 4, 2022

$160M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

9.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$457M

$370M

23.6%

$208M

30.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MML INVESTORS SERVICES, LLC

Oct 29, 2021

Nov 8, 2021

DENVER, CO

Team lift out

Ibd to new firm

0.1%