DFX Intelligence

P•••••• H••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

P•••••• H••• B•••••••

Advisor at C••••••• S••••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0ba04356-6c84-dc55-4825-49f6d514d348

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 23, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Aug 17, 2022	n/a	yes	SPRING LAKE, NJ\|CONSHOHOCKEN, PA\|MIDDLETOWN, NJ	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 24, 2022	Aug 17, 2022	no	SPRING LAKE HEIGHTS, NJ

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	C••••••• S••••••••• I•••	Aug 17, 2022	Aug 17, 2022	0	Firm change	Ibd to ibd
W••••••• C••••••• I•••	C••••• I••••••••• A••••••• L••	Jun 7, 2022	Jun 24, 2022

Team moves

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Team	Left	Joined	From	Kind
105644:39550:NJ:2022-08-17	Aug 17, 2022	Aug 17, 2022	SPRING LAKE HEIGHTS, NJ	Firm change

Relationships

Registered with (4)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 17, 2022 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 24, 2022 to Aug 17, 2022factForm ADV
→ W••••••• C••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2020 to Jun 7, 2022factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Occurred
Aug 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ba04356-6c84-dc55-4825-49f6d514d348
First observed: May 23, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.