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A•••••• R••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

A•••••• R••••• D••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Naples, FL

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Search this name across graphsid dfx:ria:0bb705c1-c75c-d869-33e1-9246325a7b52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Feb 12, 2019	n/a	yes	OVERLAND PARK, KS\|Naples, FL	Current employment
N••••••••• A•••• M••••••••• L••	Former SEC adviser	Apr 5, 2013	Sep 26, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	C••••••• P•••••••	Sep 26, 2016	Feb 12, 2019	869	Firm change after gap	Other
S•••••••• A••••••• L••	N••••••••• A•••• M••••••••• L••	Feb 25, 2013

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Feb 12, 2019 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 5, 2013 to Sep 26, 2016factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 14, 2011 to Feb 25, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bb705c1-c75c-d869-33e1-9246325a7b52
First observed: Sep 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.