This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$2.1BItem 5.F on the latest filing (2021-03-29); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$2.1B

Private client RAUM

$1.9BderivedItem 5.D individuals plus high net worth individuals

Private client share

91%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

• Occurred

  Mar 27, 2020
  Regulatory AUM changed

  N••••••••• A•••• M••••••••• L•• reported RAUM $2.1B, up 27% from $1.7B (2019-05-15 to 2020-03-27)

  Form ADVobserved 6 days ago
  $441M
• Occurred

  Mar 27, 2020
  Control person joined

  Mark Dean (General Partner) appeared on Schedule A of N••••••••• A•••• M••••••••• L••

  Form ADVobserved 6 days ago
• Occurred

  Mar 27, 2020
  Control person left

  Edwin Paul Dean (Chairman / Member) no longer on Schedule A of N••••••••• A•••• M••••••••• L•• (listed 2019-05-15, absent 2020-03-27)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f1698044-2750-d1d6-f45d-4e02d4e945e9

First observed

Nov 22, 2011

Last observed

Mar 29, 2021 66 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.