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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

HUNTER BOWNE KNAPP

Advisor at NORTHERN TRUST INVESTMENTS, INCORPORATED

Marietta, GA | CHICAGO, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHERN TRUST INVESTMENTS, INCORPORATED
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 15, 1996
First registration: Oct 7, 2003
Dual registered: yes, broker-dealer
Other names: HUNTER KNAPP|HUNTER BOWNE KNAPP|HUNTER BOWNE KNAPP
IAPD individual key: 2138089

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHERN TRUST INVESTMENTS, INCORPORATED	Asset manager	May 11, 2020	n/a	yes	CHICAGO, IL\|Marietta, GA	Current employment
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Jan 4, 2010	Feb 14, 2019	no	SAN FRANCISCO, CA	Previous registration
EVERGREEN INVESTMENT MANAGEMENT CO	n/a	Sep 22, 2009	Jan 4, 2010	no	BOSTON, MA	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Dec 15, 2005	Jan 3, 2007	no	NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 7, 2003	Dec 19, 2005	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSPRING FUNDS MANAGEMENT, LLC	NORTHERN TRUST INVESTMENTS, INCORPORATED	Feb 14, 2019	May 11, 2020	452	Firm change after gap	Other
EVERGREEN INVESTMENT MANAGEMENT CO	ALLSPRING FUNDS MANAGEMENT, LLC	Jan 4, 2010	Jan 4, 2010	0	Firm change	Other
CLEARBRIDGE INVESTMENTS, LLC	EVERGREEN INVESTMENT MANAGEMENT CO	Jan 3, 2007	Sep 22, 2009	993	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	CLEARBRIDGE INVESTMENTS, LLC	Dec 19, 2005	Dec 15, 2005	-4	Bulk transfer	Other

Relationships

Registered with (5)

→ NORTHERN TRUST INVESTMENTS, INCORPORATEDRegistered adviserregistration: current employment
May 11, 2020 to presentfactForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2010 to Feb 14, 2019factForm ADV
→ EVERGREEN INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Sep 22, 2009 to Jan 4, 2010factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 15, 2005 to Jan 3, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 7, 2003 to Dec 19, 2005factForm ADV

Dated events

No dated event names this entity yet.