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CRD 110841
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SCOTT HOLDEN ENGROFF | n/a | Mequon, WI | Milwaukee, WI | 21 | 26 | 1 | yes |
| CARY ZBOROVSKY | n/a | Brookfield, WI | 20 | 26 | n/a | yes |
| DAVID SALVATORE MAMONE | n/a | West Palm Beach, FL | 20 | 25 | 1 | yes |
| MATTHEW RYAN HOGFELDT | n/a | Weddington, NC | 16 | 24 | 2 | yes |
| BURTON CHRISTOPHER STOKELY | n/a | HIGHLANDS RANCH, CO | 11 | 18 | 2 | yes |
| CHAD OLIVER SPRECHER | n/a | Westerville, OH | 11 | 24 | 3 | yes |
| THOMAS EDWARD SCHERER | n/a | DARNESTOWN, MD | 10 | 25 | n/a | yes |
| BUFFY JANE MOLDENHAUER | n/a | Hartford, WI | Milwaukee, WI | 9 | 31 | 2 | yes |
| SEAN MICHAEL LAIRD | Chartered Financial Analyst | Newark, DE | 9 | 30 | 3 | yes |
| JOSEPH CARMELO CURATOLA | n/a | Milwaukee, WI | South Milwaukee, WI | 9 | 24 | 1 | yes |
| CHRISTINE LOFTUS COLLINS | Chartered Financial Analyst | Blue Bell, PA | 9 | 23 | 3 | yes |
| BRANDON ALLEN BROUILLARD | n/a | Milwaukee, WI | Brookfield, WI | 9 | 18 | 1 | yes |
| ANDREW NATHAN JACOBSEN | n/a | Menomonee Falls, WI | Milwaukee, WI | 9 | 16 | 1 | yes |
| JOHN PAUL BERG | n/a | Wauwatosa, WI | Milwaukee, WI | 9 | 19 | 1 | yes |
| PETER JOSEPH SYSLACK | n/a | Sussex, WI | Milwaukee, WI | 9 | 32 | 1 | yes |
| STEVEN JAMES MULLIN | n/a | San Francisco, CA | 9 | 27 | 1 | yes |
| PAUL GARY ENGLE | n/a | Kenosha, WI | Milwaukee, WI | 9 | 28 | 3 | yes |
| PATRICIA ANN INGRILLI | n/a | Milwaukee, WI | Brookfield, WI | 9 | 24 | 1 | yes |
| AMY MARCOU WITTE | n/a | Brookfield, WI | Milwaukee, WI | 9 | 27 | 2 | yes |
| JONATHAN VICTOR BLAKE | n/a | CHARLOTTE, NC | Martinez, CA | 9 | 26 | 2 | yes |
| SCOTT PATRICK DEGRAEVE | n/a | CHARLOTTE, NC | Corte Madera, CA | 9 | 22 | 1 | yes |
| NELSON ARTURO GOENAGA | n/a | Charlotte, NC | 9 | 22 | 5 | yes |
| JACOB RICHARD LECHUSZ | n/a | Colgate, WI | Milwaukee, WI | 9 | 21 | 1 | yes |
| JONATHAN RICHARD LAGERSTEDT | n/a | Boston, MA | Bridgewater, MA | 9 | 25 | 2 | yes |
| JOSEPH C CROWLEY | n/a | Boston, MA | Wellesley, MA | 9 | 21 | 3 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALLSPRING BUYER LLC | Owner | E | yes | 11/2021 | Nov 12, 2021 | Oct 29, 2024 |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGING MEMBER, DIRECT PARENT COMPANY | E | yes | 07/2017 | Nov 12, 2021 | Oct 29, 2024 |
| ALLSPRING GROUP HOLDINGS LLC | Owner | E | yes | 11/2021 | Nov 12, 2021 | Oct 29, 2024 |
| ALLSPRING INTERMEDIATE I LLC | Owner | E | yes | 11/2021 | Nov 12, 2021 | Oct 29, 2024 |
| ALLSPRING INTERMEDIATE II LLC | Owner | E | yes | 11/2021 | Nov 12, 2021 | Oct 29, 2024 |
| Felsch, Paul, Werner | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2023 | Feb 8, 2023 | Oct 29, 2024 |
| GTCR FUND XIII/B LP | Owner | C | yes | 11/2021 | Nov 12, 2021 | Oct 29, 2024 |
| GTCR INVESTMENT XIII LLC | GENERAL PARTNER | F | yes | 07/2020 | Mar 25, 2022 | Oct 29, 2024 |
| GTCR PARTNERS XIII/B LP | GENERAL PARTNER | F | yes | 07/2020 | Mar 25, 2022 | Oct 29, 2024 |
| HAAST, PAUL, JOHN | HEAD OF PRODUCT DEVELOPMENT AND EXTERNAL INVESTMENTS, AND MANAGER | Na | yes | 04/2015 | Apr 29, 2015 | Oct 29, 2024 |
| Lege, Annette, Janecka | Manager | F | yes | 08/2024 | Oct 29, 2024 | Oct 29, 2024 |
| Lege, Annette, Janecka | CHIEF FINANCIAL OFFICER | Na | yes | 10/2024 | Oct 29, 2024 | Oct 29, 2024 |
| McCormack, Traci | GLOBAL HEAD OF OPERATIONS AND MANAGER | Na | yes | 01/2022 | Mar 24, 2023 | Oct 29, 2024 |
| OWEN, ANDREW, NELSON | PRESIDENT, CEO AND MANAGER | Na | yes | 05/2017 | Mar 30, 2012 | Oct 29, 2024 |
| SQUIRE, SALLIE, CLEMENTS | CHIEF OPERATING OFFICER | Na | yes | 01/2023 | Mar 25, 2022 | Oct 29, 2024 |
| SQUIRE, SALLIE, CLEMENTS | Manager | F | yes | 11/2021 | Mar 25, 2022 | Oct 29, 2024 |
| SULLIVAN, JOSEPH, ANDREW | Manager | F | yes | 11/2021 | Mar 25, 2022 | Oct 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS, LLC | n/a | Asset manager | $476B | N | yes | n/a |
| GALLIARD CAPITAL MANAGEMENT, LLC | n/a | Institutional manager | $80B | N | yes | n/a |
| ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED | n/a | Asset manager | $31B | N | yes | n/a |
| ALLSPRING FUNDS DISTRIBUTOR, LLC | n/a | n/a | n/a | N | yes | n/a |
| ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN FRANCISCO | CA | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $325B | $325B | 714 | 3 | 2 | n/a | n/a |
| 2024 | Mar 24, 2025 | $318B | $318B | 519 | 2 | 2 | n/a | n/a |
| 2023 | Mar 22, 2024 | $301B | $301B | 513 | 2 | 1 | n/a | n/a |
| 2022 | Mar 24, 2023 | $235B | $235B | 418 | 12 | 6 | 26 | $3.8B |
| 2021 | Mar 25, 2022 | $300B | $300B | 436 | 18 | 5 | 25 | $5.3B |
| 2020 | Mar 30, 2021 | $307B | $307B | 454 | 21 | 7 | 25 | $6.6B |
| 2019 | Mar 30, 2020 | $234B | $234B | 502 | 32 | 8 | 27 | $6.0B |
| 2018 | Mar 29, 2019 | $204B | $204B | 459 | 20 | 6 | 26 | $6.0B |
| 2017 | Mar 30, 2018 | $218B | $218B | 495 | 38 | 6 | 22 | $6.0B |
| 2016 | Mar 29, 2017 | $213B | $212B | 660 | 16 | n/a | 16 | $5.0B |
| 2015 | Mar 30, 2016 | $245B | $245B | 448 | 15 | n/a | 13 | $4.9B |
| 2014 | Mar 27, 2015 | $255B | $254B | 448 | 14 | n/a | 15 | $4.9B |
| 2013 | Mar 27, 2014 | $253B | $252B | 430 | 14 | n/a | 14 | $4.4B |
| 2012 | Mar 19, 2013 | $229B | $229B | 433 | 73 | n/a | 1 | $5.6B |
| 2011 | Mar 30, 2012 | $227B | $224B | n/a | n/a | n/a | 1 | $5.3B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 7 | 1 | 6 | 1.2% | 2 | 0 | 0 | 27 | 23 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $325B | $318B | 2.1% | $235B | 11.3% | 714 | 519 | 2 | 2 |