DFX Intelligence

W•••••• C•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

W•••••• C•••• H••••

Advisor at A••••••• S••••••• N••••••

ATLANTA, GA | Richmond, TX

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 24, 1985 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S••••••• N••••••	Independent wealth	Mar 24, 2016	n/a	yes	ATLANTA, GA\|Richmond, TX\|Richmond, TX	Current employment
C••••• F•• F•••••••• P•••••••• I•••	n/a	Jul 8, 1997	Dec 31, 2015	no	MODESTO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• F•••••••• A•••••••• I•••	C••••• F•• F•••••••• P•••••••• I•••	Feb 12, 2016	Jul 8, 1997	-6,793	Firm change after gap	Other
C••••• F•• F•••••••• P•••••••• I•••	A••••••• S••••••• N••••••	Dec 31, 2015	Mar 24, 2016

Relationships

Registered with (4)

→ A••••••• S••••••• N••••••Registered adviserregistration: current employment
Mar 24, 2016 to presentfactForm ADV
→ B••••••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 24, 1985 to Feb 12, 2016factForm ADV
→ C••••• F•• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Dec 31, 2015factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 24, 1985
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.