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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Connor Frederick Heck

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Fond Du Lac, WI

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Search this name across graphsid dfx:ria:0bbbf4e8-c7ce-7896-dca3-8acc1f2278d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 13, 2017
First registration: Mar 23, 2018
Dual registered: yes, broker-dealer
Other names: CONNOR HECK|CONNOR HECK|Connor Frederick Heck
IAPD individual key: 6809402

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 2, 2026	n/a	yes	Fond Du Lac, WI	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 30, 2025	Feb 4, 2026	no	FOND DU LAC, WI	Previous registration
PRIMERICA ADVISORS	National bd RIA	Sep 16, 2024	Jun 20, 2025	no	APPLETON, WI	Previous registration
PRIMERICA ADVISORS	National bd RIA	Feb 8, 2022	Dec 31, 2023	no	APPLETON, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 24, 2019	Jan 15, 2021	no	FRANKLIN, WI	Previous registration
EDWARD JONES	National bd RIA	Mar 23, 2018	Jul 30, 2018	no	MENOMONEE FALLS, WI\|ST LOUIS, MO\|SUSSEX, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 4, 2026	Feb 2, 2026	-2	Firm change	Ibd to ibd
PRIMERICA ADVISORS	OSAIC WEALTH, INC.	Jun 20, 2025	Jun 30, 2025	10	Firm change	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	PRIMERICA ADVISORS	Jan 15, 2021	Feb 8, 2022	389	Firm change	Other
EDWARD JONES	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jul 30, 2018	Jan 24, 2019	178	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:149018:WI:2026-02-04	Feb 4, 2026	Feb 2, 2026	FOND DU LAC, WI	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 30, 2025 to Feb 4, 2026factForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
Sep 16, 2024 to Jun 20, 2025factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jan 24, 2019 to Jan 15, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 23, 2018 to Jul 30, 2018factForm ADV

Dated events

Occurred
Feb 4, 2026
Advisor changed firm
Connor Frederick Heck left Osaic Wealth, Inc. for Raymond James Financial Services Advisors, Inc (registered 2026-02-02)
Form ADVobserved 5 days ago
Occurred
Jun 20, 2025
Advisor changed firm
Connor Frederick Heck left Primerica Advisors for Osaic Wealth, Inc. (registered 2025-06-30)
Form ADVobserved 5 days ago