RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• F•••••••• H•••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 2, 2026 · Fond Du Lac, Wi
- O•••• W•••••• I••• BD affiliatedJun 30, 2025 to Feb 4, 2026 · Fond Du Lac, Wi
- P•••••••• A••••••• national BDSep 16, 2024 to Jun 20, 2025 · Appleton, Wi
- P•••••••• A••••••• national BDFeb 8, 2022 to Dec 31, 2023 · Appleton, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 24, 2019 to Jan 15, 2021 · Franklin, Wi
- E••••• J•••• national BDMar 23, 2018 to Jul 30, 2018 · Menomonee Falls, Wi
- O•••• W•••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 4, 2026, registered Feb 2, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•••••••• A••••••• to O•••• W•••••• I•••left Jun 20, 2025, registered Jun 30, 2025 (10 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to P•••••••• A•••••••left Jan 15, 2021, registered Feb 8, 2022 (389 days) · Other
- E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••left Jul 30, 2018, registered Jan 24, 2019 (178 days) · Other
- C••••• F•••••••• H••• left O•••• W•••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-02-02)Feb 4, 2026 · Advisor changed firm · fact
- C••••• F•••••••• H••• left P•••••••• A••••••• for O•••• W•••••• I••• (registered 2025-06-30)Jun 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address