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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

John Charles Von Nessen

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Hillsborough, NJ

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Search this name across graphsid dfx:ria:0bc09be6-8bb9-2ab4-f01e-4e842f4401c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 23, 2010
First registration: Apr 21, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5739053

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 3, 2019	n/a	yes	Hillsborough, NJ	Current employment
INSIGHT PRIVATE ADVISORS, LLC	Former SEC adviser	Nov 12, 2014	Dec 31, 2018	no	BRIDGEWATER, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 4, 2013	Oct 28, 2015	no	BRIDGEWATER, NJ	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Dec 19, 2011	Dec 11, 2013	no	HILLSBOROUGH, NJ	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 21, 2010	Nov 22, 2011	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INSIGHT PRIVATE ADVISORS, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 31, 2018	Jan 3, 2019	3	Firm change	RIA to ibd
LPL FINANCIAL LLC	INSIGHT PRIVATE ADVISORS, LLC	Oct 28, 2015	Nov 12, 2014	-350	Firm change after gap	Other
PARK AVENUE SECURITIES LLC	LPL FINANCIAL LLC	Dec 11, 2013	Dec 4, 2013	-7	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	PARK AVENUE SECURITIES LLC	Nov 22, 2011	Dec 19, 2011	27	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:169017:NJ:2015-10-28	Oct 28, 2015	Nov 12, 2014	BRIDGEWATER, NJ	Firm change after gap

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jan 3, 2019 to presentfactForm ADV
→ INSIGHT PRIVATE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 12, 2014 to Dec 31, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 4, 2013 to Oct 28, 2015factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Dec 19, 2011 to Dec 11, 2013factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 21, 2010 to Nov 22, 2011factForm ADV

Dated events

No dated event names this entity yet.