DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Charles Von Nessen
Cambridge Investment Research Advisors, Inc.BD affiliatedHillsborough, Njdual registrantIAPD 5739053
Feed of 09/14/2026
At current firm
7 y
since Jan 3, 2019
In the industry
16 y
since Feb 23, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Jan 3, 2019 · Hillsborough, Nj
- Insight Private Advisors, LLC formerNov 12, 2014 to Dec 31, 2018 · Bridgewater, Nj
- LPL Financial LLC BD affiliatedDec 4, 2013 to Oct 28, 2015 · Bridgewater, Nj
- Park Avenue Securities LLC BD affiliatedDec 19, 2011 to Dec 11, 2013 · Hillsborough, Nj
- Voya Financial Advisors, Inc. BD affiliatedApr 21, 2010 to Nov 22, 2011 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Insight Private Advisors, LLC to Cambridge Investment Research Advisors, Inc.left Dec 31, 2018, registered Jan 3, 2019 (3 days) · RIA to affiliated broker-dealer or bank
- LPL Financial LLC to Insight Private Advisors, LLCleft Oct 28, 2015, registered Nov 12, 2014 (-350 days) · Other · moved with a team
- Park Avenue Securities LLC to LPL Financial LLCleft Dec 11, 2013, registered Dec 4, 2013 (-7 days) · Other
- Voya Financial Advisors, Inc. to Park Avenue Securities LLCleft Nov 22, 2011, registered Dec 19, 2011 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address