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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 18, 2025 | n/a | yes | NAPLES, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 16, 2019 | Jun 20, 2025 | no | FORT MYERS, FL|NEW YORK, NY|Naples, FL|NAPLES, FL|NAPLES, FL|BONITA SPRINGS, FL|SAINT LOUIS, MO|BONITA SPRINGS, FL|NAPLES, FL|FORT MYERS, FL|ESTERO, FL|NAPLES, FL|NAPLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Jun 20, 2025 | Jun 18, 2025 | -2 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:705:FL:2025-06-12 | Jun 20, 2025 | Jun 18, 2025 | NAPLES, FL | Firm change |