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Advisor at FIRST TRUST ADVISORS LP
WHEATON, IL | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | Asset manager | Oct 24, 2018 | n/a | yes | WHEATON, IL|AUSTIN, TX | Current employment |
| SAGE ADVISORY SERVICES LTD CO | Mixed wealth | Feb 16, 2016 | Oct 15, 2018 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGE ADVISORY SERVICES LTD CO | FIRST TRUST ADVISORS LP | Oct 15, 2018 | Oct 24, 2018 | 9 | Firm change | Other |