DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 106236
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROBERT G SMITH | n/a | AUSTIN, TX | 29 | 32 | n/a | no |
| SEAN CONAN KRASAN | n/a | AUSTIN, TX | 23 | 29 | n/a | no |
| JEFFERY SCOTT TIMLIN | n/a | AUSTIN, TX | 23 | 23 | n/a | no |
| THOMAS HIDEO URANO | n/a | AUSTIN, TX | 22 | 23 | n/a | no |
| ROBERT DONALD WILLIAMS | n/a | AUSTIN, TX | 22 | 30 | 1 | no |
| ANDREW KEMETT DEMAND | n/a | AUSTIN, TX | 19 | 19 | n/a | no |
| SETH BARTLETT HENRY | n/a | AUSTIN, TX | 19 | 20 | n/a | no |
| DOUGLAS ANDREW BENNING | n/a | AUSTIN, TX | 18 | 21 | n/a | no |
| MICHAEL DAVID WALTON | n/a | AUSTIN, TX | 16 | 29 | 3 | no |
| LEONARD DUSTIN FINLEY | n/a | AUSTIN, TX | 16 | 22 | 1 | no |
| ARTHUR LEON CHERCHES | n/a | AUSTIN, TX | 15 | 21 | 2 | no |
| ALLISON CLAIRE Hartman | n/a | AUSTIN, TX | 15 | 17 | n/a | no |
| ERICA GALICIA MASS | n/a | AUSTIN, TX | 15 | 18 | n/a | no |
| ZACHARY THOMAS SOOTER | n/a | AUSTIN, TX | CHICIAGO, IL | 15 | 17 | 1 | no |
| NICHOLAS CHRIS ERICKSON | n/a | AUSTIN, TX | 14 | 18 | n/a | no |
| WADE THOMAS ULOTH | n/a | AUSTIN, TX | 12 | 25 | 2 | no |
| MATTHEW LAWRENCE CLEAVENGER | n/a | AUSTIN, TX | 11 | 12 | n/a | no |
| KARI ALLISON KOEHN | n/a | AUSTIN, TX | 11 | 17 | n/a | no |
| ROBERT WAYNE MOSER | n/a | LONE TREE, CO | AUSTIN, TX | 10 | 25 | n/a | no |
| komson Silapachai | Chartered Financial Analyst | AUSTIN, TX | 10 | 10 | n/a | no |
| GREGORY HAMILTON COBB | n/a | AUSTIN, TX | 8 | 31 | 2 | no |
| BRIAN CHRISTOPHER LARSON | n/a | AUSTIN, TX | New York, NY | 8 | 30 | n/a | no |
| Emma Lacey Harper | n/a | AUSTIN, TX | 7 | 10 | n/a | no |
| Lily Ann Atilano | n/a | AUSTIN, TX | 7 | 10 | n/a | no |
| SEAN FRANCIS MCSHEA | n/a | AUSTIN, TX | Holden, MA | 7 | 32 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MOSER, ROBERT, WAYNE | EXECUTIVE COMMITTEE MEMBER | Na | yes | 04/2021 | Mar 30, 2026 | Mar 30, 2026 |
| SLAIS, JOHN, ROBERT | CHIEF FINANCIAL OFFICER | Na | yes | 06/2013 | Mar 30, 2026 | Mar 30, 2026 |
| SMITH, ROBERT, G | PRESIDENT AND CO- CHIEF INVESTMENT OFFICER | C | yes | 09/1996 | Mar 30, 2026 | Mar 30, 2026 |
| ULOTH, WADE, THOMAS | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2020 | Mar 30, 2026 | Mar 30, 2026 |
| URANO, THOMAS, HIDEO | CO-CHIEF INVESTMENT OFFICER | B | yes | 01/2007 | Mar 30, 2026 | Mar 30, 2026 |
| WALTON, MICHAEL, DAVID | EXECUTIVE COMMITTEE MEMBER | A | yes | 01/2016 | Mar 30, 2026 | Mar 30, 2026 |
| WILLIAMS, ROBERT, DONALD | EXECUTIVE COMMITTEE MEMBER | B | yes | 01/2007 | Mar 30, 2026 | Mar 30, 2026 |
| KUDU INVESTMENT HOLDINGS, LLC | Member | E | yes | 12/2023 | Jan 5, 2024 | Mar 28, 2024 |
| WHITE MOUNTAINS INSURANCE GROUP, LTD | Shareholder | E | yes | 12/2023 | Jan 5, 2024 | Mar 28, 2024 |
| WM HINSON (BERMUDA), LTD | Shareholder | E | yes | 12/2023 | Jan 5, 2024 | Mar 28, 2024 |
| WM INTERNATIONAL HOLDINGS LTD | Shareholder | E | yes | 12/2023 | Jan 5, 2024 | Mar 28, 2024 |
| WM REGENT, LTD | Shareholder | E | yes | 12/2023 | Jan 5, 2024 | Mar 28, 2024 |
| DEMAND, ANDREW, KEMETT | VICE PRESIDENT | Na | no | 08/2021 | Mar 30, 2026 | Mar 30, 2026 |
| FINLEY, LEONARD, DUSTIN | VICE PRESIDENT | Na | no | 08/2021 | Mar 30, 2026 | Mar 30, 2026 |
| Hartman, ALLISON, CLAIRE | VICE PRESIDENT | Na | no | 08/2021 | Mar 30, 2026 | Mar 30, 2026 |
| HENRY, SETH, BARTLETT | VICE PRESIDENT | Na | no | 08/2021 | Mar 30, 2026 | Mar 30, 2026 |
| KRASAN, SEAN, CONAN | VICE PRESIDENT | A | no | 05/2004 | Mar 30, 2026 | Mar 30, 2026 |
| KUDU INVESTMENT US, LLC | MEMBER CLASS A INTERESTS | C | no | 12/2023 | Mar 30, 2026 | Mar 30, 2026 |
| Ladd, Richard, Cameron | VICE PRESIDENT | Na | no | 08/2021 | Mar 30, 2026 | Mar 30, 2026 |
| PECK, JR., ROBERT, CHARLES | VICE PRESIDENT | B | no | 05/2004 | Mar 30, 2026 | Mar 30, 2026 |
| Silapachai, komson | VICE PRESIDENT | Na | no | 08/2021 | Mar 30, 2026 | Mar 30, 2026 |
| TIMLIN, JEFFERY, SCOTT | VICE PRESIDENT | A | no | 07/2009 | Mar 30, 2026 | Mar 30, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $28B | $28B | 58 | 37 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $25B | $25B | 58 | 37 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $23B | $23B | 53 | 35 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $15B | $15B | 53 | 35 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $15B | $15B | 52 | 37 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $14B | $14B | 54 | 37 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $13B | $13B | 48 | 33 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $11B | $11B | 50 | 33 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $11B | $11B | 49 | 34 | 0 | n/a | n/a |
| 2016 | Mar 29, 2017 | $10B | $9.9B | 50 | 33 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $9.4B | $9.2B | 47 | 30 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $9.2B | $9.0B | 47 | 20 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $8.6B | $8.3B | 44 | 20 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $11B | $8.6B | 42 | 20 | n/a | n/a | n/a |
| 2011 | Mar 31, 2012 | $10B | $8.9B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 4 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $28B | $25B | 13.8% | $15B | 22.9% | 58 | 58 | 0 | 0 |