DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

EILEEN P MOZINGO

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | RICHMOND, VA | MECHANICSVILLE, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bd3fd60-a8b1-aa2f-ee03-ac744537b631

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 2
Registered states: 1
Exams: S66|S63|S65
First exam: Aug 17, 1990
First registration: Mar 24, 2008
Dual registered: yes, broker-dealer
Other names: EILEEN PATRICIA WHELAN|EILEEN P MOVINGO
IAPD individual key: 2059751

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 1, 2026	n/a	yes	ST. LOUIS, MO\|RICHMOND, VA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 4, 2012	n/a	yes	RICHMOND, VA\|MECHANICSVILLE, VA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 24, 2008	Sep 4, 2012	no	SAN JOSE, CA\|BATON ROUGE, LA\|GULF SHORES, AL\|FLOWER MOUND, TX\|DUBLIN, OH\|HATTIESBURG, MS\|MOUNTAIN BRK, AL\|DALLAS, TX\|ODESSA, TX\|DALLAS, TX\|ST. LOUIS, MO\|HOUSTON, TX\|FAIRHOPE, AL\|ROCHESTER, MN\|RALEIGH, NC\|WESTPORT, CT\|ODESSA, TX\|SUGAR LAND, TX\|JACKSON, MO\|FARGO, ND\|ROCKLIN, CA\|SAN JOSE, CA\|DUBLIN, OH\|MOUNTAIN BRK, AL\|DALLAS, TX\|GULF SHORES, AL\|ATWATER, CA\|LOS GATOS, CA\|BAKERSFIELD, CA\|BATON ROUGE, LA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Sep 4, 2012	Sep 4, 2012	0	Channel change	Wirehouse to wirehouse

Relationships

Registered with (2)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 24, 2008 to Sep 4, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Sep 4, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bd3fd60-a8b1-aa2f-ee03-ac744537b631
First observed: Mar 24, 2008
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EILEEN P MOZINGO

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | RICHMOND, VA | MECHANICSVILLE, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bd3fd60-a8b1-aa2f-ee03-ac744537b631

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

May 1, 2026

n/a

yes

ST. LOUIS, MO|RICHMOND, VA

Current employment

WELLS FARGO ADVISORS

Wirehouse

Sep 4, 2012

n/a

yes

RICHMOND, VA|MECHANICSVILLE, VA

Current employment

WELLS FARGO ADVISORS

Wirehouse

Mar 24, 2008

Sep 4, 2012

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Sep 4, 2012

Channel change

Wirehouse to wirehouse