DFX Intelligence

J••• T•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

J••• T•••••• R•••

Advisor at S•••••••• E••••• P•••••••• L••

Toledo, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bdd18d3-f2f7-56a1-74b0-89f78d8799ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 24, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• E••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• E••••• P•••••••• L••	Independent wealth	Sep 2, 2026	n/a	yes	Toledo, OH	Current employment
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Feb 8, 2012	Aug 31, 2026	no	TOLEDO, OH\|ANN ARBOR, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• R••••••••• I•••	Q•••••• C•••••• C•••••••••	Sep 3, 2026	Aug 9, 2004	-8,060	Firm change after gap	Other
C••••••• A•••• M••••••••• L••	S•••••••• E••••• P•••••••• L••	Aug 31, 2026	Sep 2, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
110864:43100:OH:2026-09-03	Sep 3, 2026	Aug 9, 2004	TOLEDO, OH	Firm change after gap
140367:327455:MI:2026-08-31	Aug 31, 2026	Sep 2, 2026	ANN ARBOR, MI	Firm change

Relationships

Registered with (6)

→ S•••••••• E••••• P•••••••• L••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ I••••••••• F•••••••• R••••••••• I•••Registered adviserregistration: previous registration
Feb 24, 2000 to Sep 3, 2026factForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 8, 2012 to Aug 31, 2026factForm ADV
→ A••••••• P••••••••• A•••••••• I••

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bdd18d3-f2f7-56a1-74b0-89f78d8799ba
First observed: Feb 24, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.