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D••••• A• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

D••••• A• S••••

Advisor at S••••••• W••••• M•••••••••

Bethesda, MD | MCLEAN, VA

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Search this name across graphsid dfx:ria:0bdf7868-c91f-d4df-feb1-7cbfbeb04883

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• W••••• M•••••••••	Independent wealth	Dec 17, 2021	n/a	yes	MCLEAN, VA\|Bethesda, MD	Current employment
C•••• C•••• T•••• C••••••	Mixed wealth	May 27, 2014	Oct 21, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••• T•••• C••••••	S••••••• W••••• M•••••••••	Oct 21, 2021	Dec 17, 2021	57	Firm change	RIA to RIA
F•••• A•••••••	C•••• C•••• T•••• C••••••	Apr 11, 2014

Relationships

Registered with (4)

→ S••••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 17, 2021 to presentfactForm ADV
→ C•••• C•••• T•••• C••••••Registered adviserregistration: previous registration
May 27, 2014 to Oct 21, 2021factForm ADV
→ F•••• A•••••••Registered adviserregistration: previous registration
Sep 11, 2012 to Apr 11, 2014factForm ADV
→ S•••••••• F•••••••• P•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bdf7868-c91f-d4df-feb1-7cbfbeb04883
First observed: Jan 11, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.