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CRD 110742
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• K•• M•••• | n/a | BETHESDA, MD | 25 | 30 | n/a | no |
| L••• M• P•••••• | n/a | BETHESDA, MD | 22 | 26 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••• C•••• T•••• H•••••••• L•• | Owner | E | yes | 02/2009 | Mar 31, 2026 | Mar 31, 2026 |
| C•••••• G•••••• P•••••• | Director | Na | yes | 07/2010 | Mar 31, 2026 | Mar 31, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•• C•••••• M••••••••• L•• | n/a | Asset manager | $37B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Mclean | Va | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 2.5% | 1 | 0 | 0 | 3 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $45B | $40B | 11.5% | $32B | 11.9% | 119 | 118 | 1 | 1 |
| no |
| E••••• B•••••• D••••••••• | Chartered Financial Analyst | BETHESDA, MD | 21 | 36 | 1 | no |
| C•••• A••••• P•••••• | n/a | BETHESDA, MD | 20 | 43 | 1 | no |
| M•••••• S• G••••••••• | n/a | BETHESDA, MD | 20 | 35 | 2 | no |
| A••••• A••• A•••• | n/a | BETHESDA, MD | 20 | 27 | 1 | no |
| S•••• C•••••••• M•••••••• | Chartered Financial Consultant | BETHESDA, MD | 19 | 39 | n/a | no |
| C•••••••• M• W•••••• | n/a | BETHESDA, MD | 17 | 31 | n/a | no |
| J••••• S•••• L•••••• | n/a | BETHESDA, MD | 16 | 22 | 2 | no |
| D•••••• G•••••• G•••• | n/a | BETHESDA, MD | 16 | 28 | 1 | no |
| M••• K••• W••••••• | n/a | BETHESDA, MD | 16 | 19 | 1 | no |
| D•••••• L••• K•••• | Certified Financial Planner | BETHESDA, MD | 16 | 20 | 1 | no |
| S•••••• C•••••••• S•••• | n/a | BETHESDA, MD | 16 | 24 | n/a | no |
| M•••••• J••••• S••••••• | Chartered Financial Analyst | BETHESDA, MD | 16 | 24 | 1 | no |
| L••••••• P•••• F••••• | n/a | BETHESDA, MD | 15 | 21 | n/a | no |
| R••••• W•••••••• E••••• | Chartered Financial Analyst | BETHESDA, MD | 13 | 14 | n/a | no |
| J•••••• C••••••• D•••••• | Chartered Financial Analyst | BETHESDA, MD | 13 | 32 | n/a | no |
| A•• P•••••••• R••••• | n/a | BETHESDA, MD | 11 | 28 | n/a | no |
| J•••••••• S•••• S••• | Chartered Financial Analyst | BETHESDA, MD | 9 | 16 | 2 | no |
| B•••• K••••• D•••• | n/a | BETHESDA, MD | 9 | 21 | 1 | no |
| C•••••• W•••••• D•••• | n/a | BETHESDA, MD | 7 | 13 | 2 | no |
| D• N• H•• | n/a | BETHESDA, MD | 7 | 23 | n/a | no |
| T•••••• F•••• C•••••• | Chartered Financial Analyst | BETHESDA, MD | 6 | 15 | n/a | no |
| W•••• M•••• M••••• | Certified Financial Planner | BETHESDA, MD | 4 | 30 | 6 | no |
| H•••• K•••••••• R••••• | n/a | BETHESDA, MD | 4 | 10 | n/a | no |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 01/2005 |
| Mar 31, 2026 |
| Mar 31, 2026 |
| F•••••••• J•••• A••••• | CHIEF FINANCIAL OFFICER | Na | yes | 03/2010 | Mar 31, 2026 | Mar 31, 2026 |
| G••••••••• G••••••• M••••••• | Director | Na | yes | 01/2010 | Mar 31, 2026 | Mar 31, 2026 |
| H••••••••• K••••• M• | GENERAL COUNSEL | Na | yes | 01/2024 | Mar 31, 2026 | Mar 31, 2026 |
| M•••••••• W••••••• F• •• O•••• | Director | Na | yes | 11/1997 | Mar 31, 2026 | Mar 31, 2026 |
| P••••••• L•••• M• | CHIEF OPERATING OFFICER | Na | yes | 07/2012 | Mar 31, 2026 | Mar 31, 2026 |
| P•••••• H•••••• G•••••• | Director | Na | yes | 03/2009 | Mar 31, 2026 | Mar 31, 2026 |
| P•••••• E•••• A•••••••• | Director | Na | yes | 04/2018 | Mar 31, 2026 | Mar 31, 2026 |
| S•••• B••••••• F•••••• I• | CHAIRMAN OF THE BOARD OF DIRECTORS AND DIRECTOR | Na | yes | 11/1997 | Mar 31, 2026 | Mar 31, 2026 |
| S•••• P••••••• | VICE CHAIR OF THE BOARD OF DIRECTORS AND DIRECTOR | Na | yes | 03/2022 | Mar 31, 2026 | Mar 31, 2026 |
| W•••••••• J•••• J•••••• | PRESIDENT, CEO AND DIRECTOR | Na | yes | 01/2021 | Mar 31, 2026 | Mar 31, 2026 |
| W••••• W•••••••• A•••• | Director | Na | yes | 12/2011 | Mar 31, 2026 | Mar 31, 2026 |
| C•••• C•••• H•••••••• I••• | Owner | E | yes | 02/2009 | Mar 31, 2014 | Aug 19, 2024 |
| S•••• B••••••• F•••••• I• | Owner | E | yes | 02/2009 | Mar 29, 2012 | Aug 19, 2024 |
| W••••••••• I••••••••• L•• | Owner | E | yes | 02/2009 | Mar 30, 2023 | Aug 19, 2024 |
| Mar 31, 2026 |
| $45B |
| $45B |
| 119 |
| 42 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $40B | $40B | 118 | 41 | 1 | n/a | n/a |
| 2023 | Mar 29, 2024 | $36B | $36B | 108 | 40 | 1 | n/a | n/a |
| 2022 | Mar 30, 2023 | $32B | $32B | 103 | 35 | 1 | n/a | n/a |
| 2021 | Mar 29, 2022 | $39B | $39B | 96 | 34 | 0 | n/a | n/a |
| 2020 | Mar 27, 2021 | $36B | $36B | 97 | 31 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $34B | $34B | 90 | 33 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $28B | $28B | 86 | 31 | 1 | n/a | n/a |
| 2017 | Mar 30, 2018 | $30B | $30B | 88 | 34 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $26B | $26B | 83 | 35 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $23B | $23B | 84 | 34 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $21B | $21B | 80 | 32 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $18B | $18B | 69 | 28 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $15B | $15B | 67 | 28 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $10B | $10B | n/a | n/a | n/a | n/a | n/a |