DFX Intelligence
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Advisor at E••••• J••••
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Aug 31, 2018 | n/a | yes | DALLAS, TX | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Dec 19, 2012 | Sep 5, 2018 | no | PLANO, TX|SAINT PETERSBURG, FL|PLANO, TX|PLANO, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | E••••• J•••• | Sep 5, 2018 | Aug 31, 2018 | -5 | Firm change | Ibd to ibd |
| U••• F•••••••• P••••••• S••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Aug 17, 2012 | Dec 19, 2012 |
| U••• F•••••••• P••••••• S••••••• | Former SEC adviser | Jun 25, 2012 | Aug 17, 2012 | no | DALLAS, TX | Previous registration |
| I••••••••• P••••••••• I••• | Former SEC adviser | May 20, 2011 | May 9, 2012 | no | SAN ANTONIO, TX|VICTORIA, TX | Previous registration |
| E••••• J•••• | National bd RIA | Nov 18, 2008 | May 24, 2011 | no | VICTORIA, TX|VICTORIA, TX|Goliad, TX|ST LOUIS, MO | Previous registration |
| 124 |
| Firm change |
| Other |
| I••••••••• P••••••••• I••• | U••• F•••••••• P••••••• S••••••• | May 9, 2012 | Jun 25, 2012 | 47 | Firm change | Other |
| E••••• J•••• | I••••••••• P••••••••• I••• | May 24, 2011 | May 20, 2011 | -4 | Firm change | Other |