DFX Intelligence

C••• T••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••• T••••• V••••••

Advisor at P•••••••• A•••• M•••••••••

Des Moines, IA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 11, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••• M•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••• M•••••••••	Other adviser	Jan 16, 2019	n/a	yes	Des Moines, IA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 2, 2018	Dec 7, 2018	no	JOHNSTON, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	P•••••••• A•••• M•••••••••	Dec 7, 2018	Jan 16, 2019	40	Firm change	Other
S••••••• I••••••••• I•••	O•••• W•••••• I•••	Nov 2, 2018	Nov 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
14869:468:IA:2017-02-24	Mar 3, 2017	Feb 3, 2017	W DES MOINES, IA	Firm change

Relationships

Registered with (4)

→ P•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Jan 16, 2019 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 2, 2018 to Dec 7, 2018factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Feb 3, 2017 to Nov 2, 2018factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 11, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.