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PFG INVESTMENTS, LLC, CRD 289256
JACKSONVILLE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| E•••••••• A••••••••• K••••••• | Certified Financial Planner | JACKSONVILLE, OR | EAGLE POINT, OR | 7 | 10 | n/a | no |
| N••••• E•••• W••••••• | Certified Financial Planner | JACKSONVILLE, OR | 6 | 18 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M••••• S••• L•• | H•••ING COMPANY | B | yes | 06/2017 | Feb 22, 2021 | Sep 11, 2024 |
| M•••••• R•••• P••• | Member | E | yes | 12/2016 | Feb 22, 2021 | Sep 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| N••••• E•••• W••••••• | n/a | n/a | n/a | Y | yes | n/a |
| P••••••• F•••••••• G••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $437M | $333M | 31.1% | $233M | 23.3% | 28 | 24 | 5 | 6 |
| no |
| R••• P••• M••••• | n/a | WASHINGTON, UT | JACKSONVILLE, OR | 6 | 13 | 1 | no |
| R••• W•••••• F•••• | Certified Financial Planner | JACKSONVILLE, OR | 6 | 13 | n/a | no |
| K•••• D•••• J•••••• | Certified Financial Planner | BOLTON, MA | JACKSONVILLE, OR | 3 | 11 | n/a | no |
| J•••• R•••••• W••••• | Certified Financial Planner | Rigby, ID | JACKSONVILLE, OR | 2 | 11 | n/a | no |
| A•••••• N•• S••••• | n/a | JACKSONVILLE, OR | 0 | 21 | n/a | no |
| CHIEF OPERATING OFFICER |
| Na |
| yes |
| 02/2022 |
| Feb 22, 2021 |
| Sep 11, 2024 |
| R•••••• C•••• K• | Member | E | yes | 12/2016 | Feb 22, 2021 | Sep 11, 2024 |
| W••••••• H••• C•• L•• | H•••ING COMPANY / MAJORITY OWNER | D | yes | 06/2017 | Feb 22, 2021 | Sep 11, 2024 |
| W•••••••• N•••••• E•••• | Member | E | yes | 12/2016 | Dec 13, 2019 | Sep 11, 2024 |
| W•••••••• N•••••• E•••• | CHIEF EXECUTIVE OFFICER | Na | yes | 06/2017 | Dec 13, 2019 | Sep 11, 2024 |
| P••••••• W•••••• J••• | CHIEF COMPLIANCE OFFICER | Na | no | 08/2024 | Sep 11, 2024 | Sep 11, 2024 |
| R••••• F•••• L•• | H•••ING COMPANY | B | no | 06/2017 | Feb 22, 2021 | Sep 11, 2024 |
| $437M |
| $49.4M |
| 28 |
| 8 |
| 6 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $333M | $16.9M | 24 | 7 | 6 | n/a | n/a |
| 2023 | Mar 14, 2024 | $295M | $4.2M | 22 | 5 | 3 | n/a | n/a |
| 2022 | Feb 10, 2023 | $233M | $0 | 12 | 5 | 4 | n/a | n/a |
| 2021 | Mar 4, 2022 | $220M | $0 | 13 | 4 | 2 | n/a | n/a |
| 2020 | Mar 30, 2021 | $154M | $0 | 11 | 4 | 0 | n/a | n/a |
| 2019 | Mar 18, 2020 | $118M | $0 | 10 | 4 | 0 | n/a | n/a |