DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• F•••••••• G••••
Wealth manager with institutional or fund businessJacksonville, OregonCRD 289256SEC 801-117949websiteIAPD
Legal name P•• I••••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Dec 13, 2019 · 29 filings
SEC status approved since Jan 9, 2020
RAUM
$437M
reported, Item 5.F
Discretionary
11%
of RAUM
Private clients
35%
$151M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$62.4M
derived; firm RAUM over IAPD count
Employees
28
7 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$437M as of Jul 31, 2026
Mar 18, 2020$118M then
HNW client RAUM$103M as of Jul 31, 2026
Mar 18, 2020$78.9M then
State-registered IARs (5.B.3)7 as of Jul 31, 2026
Mar 18, 20204 then
Employees (5.A)28 as of Jul 31, 2026
Mar 18, 202010 then
Private funds: no history
RAUM +31% over the last fiscal year+23% a year over threeIARs 7 to 7offices 6 to 5
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $62.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $220,145derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 11%derivedof RAUM
- Institutional
- 65%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $107M, 233 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$285M65%
- High-net-worth individuals$103M24%
- Individuals$48.5M11%
- Individual clients
- 202reported
- HNW clients
- 36reported
- Pension plan clients
- 236reported
- Charitable clients
- 0reported
- Accounts
- 1,984reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $107M for 233 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.35 fund_share=0.0 institutional_share=0.65 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••••••• A••••••••• K•••••••Certified Financial Planner | Jacksonville, Or | Oct 15, 2018 | 10 y | 0 |
| N••••• E•••• W•••••••Certified Financial Planner | Jacksonville, Or | Jan 29, 2020 | 18 y | 3 |
| R••• W•••••• F••••Certified Financial Planner | Jacksonville, Or | Feb 6, 2020 | 13 y | 0 |
| R••• P••• M••••• | Washington, Ut | Feb 6, 2020 | 13 y | 1 |
| K•••• D•••• J••••••Certified Financial Planner | Bolton, Ma | Jan 11, 2023 | 11 y | 0 |
| J•••• R•••••• W•••••Certified Financial Planner | Rigby, Id | Sep 11, 2024 | 11 y | 0 |
| A•••••• N•• S••••• | Jacksonville, Or | Jan 7, 2026 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••• P••• M••••• from P••••••• F•••••••• G••••• L••Feb 6, 2020 · Other
- N••••• E•••• W••••••• from P••••••• F•••••••• G••••• L••Jan 29, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••• C•••• K• · Chief Operating Officercontrolsince 02/2022 · owns less than 5%
- W•••••••• N•••••• E•••• · Chief Executive Officercontrolsince 06/2017 · owns less than 5%
- M•••••• R•••• P••• · Membercontrolsince 12/2016 · owns 75% or more of M••••• S••• L••
- R•••••• C•••• K• · Membercontrolsince 12/2016 · owns 75% or more of R••••• F•••• L••
- W•••••••• N•••••• E•••• · Membercontrolsince 12/2016 · owns 75% or more of W••••••• H••• C•• L••
- P••••••• W•••••• J••• · Chief Compliance Officersince 08/2024 · owns less than 5%
Entity owners
- M••••• S••• L•• · H•••Ing Companydirect · owns 10% to 25%
- W••••••• H••• C•• L•• · H•••Ing Company / Majority Ownerdirect · owns 50% to 75%
- R••••• F•••• L•• · H•••Ing Companydirect · owns 10% to 25%
Related persons
Schedule D 7.A
- N••••• E•••• W•••••••real estatey
- P••••••• F•••••••• G••••• L••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Or · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Jul 31, 2026employees per registered advisor of 4.0 against a peer median of 1.2 (1314 comparable advisers, 99.0th percentile, 9.4 robust deviations)peers: independent wealth managers, $100M to $500M (1,314) · 99% percentile
- high institutional concentrationStatic outlier · filing Jul 31, 2026institutional share of RAUM of 65% against a peer median of 0% (5676 comparable advisers, 100.0th percentile, 21.9 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 8 to 7Mar 5, 2026 to Jul 31, 2026
- State-registered IARs · 8 to 7Mar 5, 2026 to Jul 31, 2026
- Other offices · 6 to 5Mar 5, 2026 to Jul 31, 2026
- Accounts · 1,504 to 1,984Jan 7, 2026 to Mar 5, 2026
- HNW clients · 26 to 36Jan 7, 2026 to Mar 5, 2026
- Individual clients · 197 to 202Jan 7, 2026 to Mar 5, 2026
- Pension plan clients · 212 to 236Jan 7, 2026 to Mar 5, 2026
- Assets in custody · $78.2M to $107MJan 7, 2026 to Mar 5, 2026
- Employees · 25 to 28Jan 7, 2026 to Mar 5, 2026
- Discretionary RAUM · $16.9M to $49.4MJan 7, 2026 to Mar 5, 2026
- HNW RAUM · $68.0M to $103MJan 7, 2026 to Mar 5, 2026
- Individual RAUM · $43.6M to $48.5MJan 7, 2026 to Mar 5, 2026
- Non-discretionary RAUM · $316M to $387MJan 7, 2026 to Mar 5, 2026
- Pension RAUM · $222M to $285MJan 7, 2026 to Mar 5, 2026
- RAUM · $333M to $437MJan 7, 2026 to Mar 5, 2026
- Advisory employees · 7 to 8Dec 1, 2025 to Jan 7, 2026
- Employees · 24 to 25Dec 1, 2025 to Jan 7, 2026
- State-registered IARs · 7 to 8Dec 1, 2025 to Jan 7, 2026
- Accounts · 1,450 to 1,504Jan 17, 2025 to Mar 31, 2025
- HNW clients · 22 to 26Jan 17, 2025 to Mar 31, 2025
- Individual clients · 206 to 197Jan 17, 2025 to Mar 31, 2025
- Pension plan clients · 252 to 212Jan 17, 2025 to Mar 31, 2025
- Assets in custody · $94.2M to $78.2MJan 17, 2025 to Mar 31, 2025
- Employees · 23 to 24Jan 17, 2025 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Jan 17, 2025 to Mar 31, 2025
- Other offices · 5 to 6Jan 17, 2025 to Mar 31, 2025
- Discretionary RAUM · $4.2M to $16.9MJan 17, 2025 to Mar 31, 2025
- HNW RAUM · $65.7M to $68.0MJan 17, 2025 to Mar 31, 2025
- Individual RAUM · $43.5M to $43.6MJan 17, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $291M to $316MJan 17, 2025 to Mar 31, 2025
- Pension RAUM · $186M to $222MJan 17, 2025 to Mar 31, 2025
- RAUM · $295M to $333MJan 17, 2025 to Mar 31, 2025
- Advisory employees · 6 to 7Sep 11, 2024 to Jan 17, 2025
- State-registered IARs · 6 to 7Sep 11, 2024 to Jan 17, 2025
- Other offices · 4 to 5Sep 11, 2024 to Jan 17, 2025
- Advisory employees · 5 to 6Mar 14, 2024 to Sep 11, 2024
- Employees · 22 to 23Mar 14, 2024 to Sep 11, 2024
- State-registered IARs · 5 to 6Mar 14, 2024 to Sep 11, 2024
- Other offices · 3 to 4Mar 14, 2024 to Sep 11, 2024
- Accounts · 1,207 to 1,450Nov 28, 2023 to Mar 14, 2024
Signals
5 dated events
- P••••••• F•••••••• G•••• reported RAUM $436.8M, up 31% from $333.1M (2026-01-07 to 2026-03-05)Mar 5, 2026 · RAUM change · derived
- D•••• S•••••• K••••• (Chief Compliance Officer) no longer on Schedule A of P••••••• F•••••••• G•••• (listed 2024-03-14, absent 2024-09-11)Sep 11, 2024 · Control person left · inference
- P••• R••• M••••• (Owner) appeared on Schedule A of P••••••• F•••••••• G••••Feb 22, 2021 · Control person joined · fact
- C••• R••••• (Owner) appeared on Schedule A of P••••••• F•••••••• G••••Feb 22, 2021 · Control person joined · fact
- P•• I••••••••• L•• filed its initial SEC registration (Form ADV)Dec 13, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@practicefinancialgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 541-326-0833reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 541-973-2602reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- practicefinancialgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (541) 973-2602reportedpublic record, Form ADV, Jul 31, 2026
- Contact form
- practicefinancialgroup.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- practicefinancialgroup.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026