DFX Intelligence

C••• C•••••• P••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C••• C•••••• P••••••• M••••••••• L••

CRD 296861

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c2f959d-6dc4-5dc2-ddeb-fc6b2abf2ad3

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 2
Observed: Mar 31, 2021 to Mar 25, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••• C•••••• P••••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

C••• C•••••• P••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $236M••• Locked
Discretionary RAUM: $236M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• C•••••• P••••••• V••• L•••	Private Equity Fund	$211M	Nov 7, 2024	6	Mar 29, 2022	reported	021-415198
C••• C•••••• P••••••• V• L•••	Private Equity Fund	$183M	Nov 7, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• R••• W••••••	Owner	E	yes	12/2017	Mar 31, 2021	Nov 7, 2024
H••••••• R••• W••••••	MANAGING PARTNER	Na	yes	06/2014	Mar 31, 2021	Nov 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• C•••••• P••••••• V• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
GREENWOOD VILLAGE	Co	United States	5	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$236M	$348M	-32.3%	$328M	-10.5%	6	6	2	1

Relationships

Advises (4)

→ C••• C•••••• P••••••• V• L•••Private fundPrivate Equity Fund, IA
Mar 29, 2022 to presentfactForm ADV
→ C••• C•••••• P••••••• V••• L•••Private fundPrivate Equity Fund, IA
Mar 29, 2022 to presentfactForm ADV
→ C••• C•••••• P••••••• I•• L•••Private fundPrivate Equity Fund, IA, no longer reported
Jun 5, 2018 to Mar 31, 2021factForm ADV
→ C••• C•••••• P••••••• I•••• L•••

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-113M
Occurred
Mar 29, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$167M
Occurred
Mar 29, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 31, 2021
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c2f959d-6dc4-5dc2-ddeb-fc6b2abf2ad3
First observed: Mar 31, 2021
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.