DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• C•••••• P••••••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Mar 31, 2021 · 12 filings
SEC status approved since Apr 30, 2021
RAUM
$236M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$236M as of Mar 25, 2026
Mar 29, 2022$341M then
HNW client RAUM$0 as of Mar 25, 2026
Mar 29, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 29, 20220 then
Employees (5.A)6 as of Mar 25, 2026
Mar 29, 20227 then
Private funds2 as of Mar 25, 2026
Mar 29, 20222 then
RAUM -32% over the last fiscal year-10% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $118MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$236M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• C•••••• P••••••• V••• L••• | Private Equity Fund | $211M | 6 | Mar 29, 2022 |
| C••• C•••••• P••••••• V• L••• | Private Equity Fund | $183M | 9 | Mar 29, 2022 |
| C••• C•••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $95.3M | 9 | Jun 5, 2018 |
| C••• C•••••• P••••••• I•••• L•••no longer reported | Private Equity Fund | $78.5M | 5 | Jun 5, 2018 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• R••• W•••••• · Managing Partnercontrolsince 06/2014 · owns less than 5%
- W••••••••• J••••••• L•• · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- H••••••• R••• W•••••• · Ownercontrolsince 12/2017 · owns 75% or more of R••• H•••••••• L••
Entity owners
- R••• H•••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- C••• C•••••• P••••••• V• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Greenwood Village, CO5 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $348,019,265 to $235,512,738 (-32.0%) between the annual amendments of 2025-03-28 and 2026-03-25; the peer median change was +4.0% (1148 comparable advisers, 8.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 7.8% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $348M to $236MOct 6, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $348M to $236MOct 6, 2025 to Mar 25, 2026
- RAUM · $348M to $236MOct 6, 2025 to Mar 25, 2026
- Other offices · 1 to 2Jul 28, 2025 to Oct 6, 2025
- Financial planning clients · unset to Mar 28, 2025 to Jul 28, 2025
- Discretionary RAUM · $394M to $348MNov 7, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $394M to $348MNov 7, 2024 to Mar 28, 2025
- RAUM · $394M to $348MNov 7, 2024 to Mar 28, 2025
- Advisory employees · 3 to 5May 1, 2024 to Nov 7, 2024
- Employees · 4 to 6May 1, 2024 to Nov 7, 2024
- HQ city · GREENWOOD VILLAGE to MIAMIMay 1, 2024 to Nov 7, 2024
- HQ state · CO to FLMay 1, 2024 to Nov 7, 2024
- Other offices · 0 to 1May 1, 2024 to Nov 7, 2024
- Advisory employees · 5 to 3Mar 30, 2023 to Mar 18, 2024
- Employees · 6 to 4Mar 30, 2023 to Mar 18, 2024
- Discretionary RAUM · $328M to $394MMar 30, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $328M to $394MMar 30, 2023 to Mar 18, 2024
- RAUM · $328M to $394MMar 30, 2023 to Mar 18, 2024
- Advisory employees · 6 to 5Jun 3, 2022 to Mar 30, 2023
- Employees · 7 to 6Jun 3, 2022 to Mar 30, 2023
- Discretionary RAUM · $341M to $328MJun 3, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $341M to $328MJun 3, 2022 to Mar 30, 2023
- RAUM · $341M to $328MJun 3, 2022 to Mar 30, 2023
- Advisory employees · 4 to 6Mar 31, 2021 to Mar 29, 2022
- Employees · 5 to 7Mar 31, 2021 to Mar 29, 2022
- Private funds · 4 to 2Mar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $174M to $341MMar 31, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $174M to $341MMar 31, 2021 to Mar 29, 2022
- RAUM · $174M to $341MMar 31, 2021 to Mar 29, 2022
Signals
4 dated events
- C••• C•••••• P••••••• M••••••••• L•• reported RAUM $235.5M, down 32% from $348.0M (2025-10-06 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- C••• C•••••• P••••••• M••••••••• L•• reported RAUM $340.7M, up 96% from $173.9M (2021-03-31 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Kelly Patrick Moulder (Principal) no longer on Schedule A of C••• C•••••• P••••••• M••••••••• L•• (listed 2021-03-31, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- C••• C•••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••• C•••••• P••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••• C•••••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C•••CAPITALPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-998-0078reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026