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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Matthew Postell

Advisor at LPL FINANCIAL LLC

ZIONSVILLE, IN

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Search this name across graphsid dfx:ria:0c3c9611-9570-d72d-9867-2ddfbb8140aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Jul 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 18, 2014
First registration: Jul 21, 2014
Dual registered: yes, broker-dealer
Other names: MATTHEW ANTONIO POSTELL|Matthew A. Postell|MATTHEW A POSTELL
IAPD individual key: 6192461

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 12, 2024	n/a	yes	ZIONSVILLE, IN	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Oct 31, 2023	Dec 7, 2023	no	PHOENIX, AZ\|Carmel, IN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 2, 2023	Sep 25, 2023	no	INDIANAPOLIS, IN\|Indianapolis, IN	Previous registration
HOWARD BAILEY SECURITIES, LLC	Independent wealth	May 1, 2023	May 17, 2023	no	Brownsburg, IN\|FORT WAYNE, IN	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 25, 2020	Nov 1, 2022	no	CARMEL, IN	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 11, 2019	Jun 5, 2020	no	INDIANAPOLIS, IN	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 15, 2016	Jun 17, 2019	no	Indianapolis, IN	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 15, 2016	Jun 17, 2019	no	Indianapolis, IN	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 1, 2015	Oct 27, 2016	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
EDWARD JONES	National bd RIA	Jul 21, 2014	Jan 15, 2015	no	Maryland Heights, MO\|Maryland Heights, MO\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	LPL FINANCIAL LLC	Dec 7, 2023	Jun 12, 2024	188	Firm change	RIA to ibd
PRUCO SECURITIES, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Sep 25, 2023	Oct 31, 2023	36	Firm change	Ibd to RIA
HOWARD BAILEY SECURITIES, LLC	PRUCO SECURITIES, LLC	May 17, 2023	Aug 2, 2023	77	Firm change	RIA to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	HOWARD BAILEY SECURITIES, LLC	Nov 1, 2022	May 1, 2023	181	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 5, 2020	Jun 25, 2020	20	Firm change	Wirehouse to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 17, 2019	Nov 15, 2016	-944	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jun 17, 2019	Nov 15, 2016	-944	Channel change	Other
PNC WEALTH MANAGEMENT	TD AMERITRADE, INC.	Oct 27, 2016	Nov 15, 2016	19	Firm change	Other
EDWARD JONES	PNC WEALTH MANAGEMENT	Jan 15, 2015	Apr 1, 2015	76	Firm change	Other

Relationships

Registered with (10)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 12, 2024 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Oct 31, 2023 to Dec 7, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 2, 2023 to Sep 25, 2023factForm ADV
→ HOWARD BAILEY SECURITIES, LLCRegistered adviserregistration: previous registration
May 1, 2023 to May 17, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 25, 2020 to Nov 1, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 11, 2019 to Jun 5, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 15, 2016 to Jun 17, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 15, 2016 to Jun 17, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 1, 2015 to Oct 27, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 21, 2014 to Jan 15, 2015factForm ADV

Dated events

Occurred
Dec 7, 2023
Advisor changed firm
Matthew Postell left Foundations Investment Advisors Llc for Lpl Financial Llc (registered 2024-06-12)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2023
Advisor changed firm
Matthew Postell left Pruco Securities, Llc for Foundations Investment Advisors Llc (registered 2023-10-31)
Form ADVobserved 4 days ago
Occurred
May 17, 2023
Advisor changed firm
Matthew Postell left Howard Bailey Securities, Llc for Pruco Securities, Llc (registered 2023-08-02)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2022
Advisor changed firm
Matthew Postell left Fidelity Personal And Workplace Advisors for Howard Bailey Securities, Llc (registered 2023-05-01)
Form ADVobserved 4 days ago